| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AG | 438,436 | 8,234,000 | 19.23% | ||
| 2 | MORGAN STANLEY | 358,762 | 6,738,000 | 15.74% | ||
| 3 | RAYMOND JAMES & ASSOCIATES | 260,413 | 4,891,000 | 11.42% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 257,887 | 4,843,000 | 11.31% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 220,155 | 4,134,000 | 9.65% | ||
| 6 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 197,440 | 3,708,000 | 8.66% | ||
| 7 | ROYAL BANK OF CANADA | 129,407 | 2,430,000 | 5.68% | ||
| 8 | Invesco Ltd. | 95,305 | 1,789,000 | 4.18% | ||
| 9 | WADE G W & INC | 93,818 | 1,762,000 | 4.11% | ||
| 10 | WELLS FARGO & COMPANY/MN | 71,004 | 1,334,000 | 3.12% | ||
| 11 | LPL Financial LLC | 31,154 | 585,000 | 1.37% | ||
| 12 | Commonwealth Equity Services, Inc | 24,573 | 461,000 | 1.08% | ||
| 13 | Janney Montgomery Scott LLC | 23,752 | 446,054 | 1.04% | ||
| 14 | Advisors Asset Management, Inc. | 20,103 | 378,000 | 0.88% | ||
| 15 | OPPENHEIMER & CO INC | 16,906 | 318,000 | 0.74% | ||
| 16 | OTA LLC | 13,030 | 244,000 | 0.57% | ||
| 17 | WFG Advisors, LP | 9,605 | 180,000 | 0.42% | ||
| 18 | AMERICAN INTERNATIONAL GROUP, INC. | 6,193 | 116,305 | 0.27% | ||
| 19 | Formidable Asset Management, LLC | 3,920 | 74,000 | 0.17% | ||
| 20 | OPTIMUM INVESTMENT ADVISORS | 3,000 | 56,000 | 0.13% | ||
| 21 | DEUTSCHE BANK AG\ | 1,546 | 29,000 | 0.07% | ||
| 22 | PNC FINANCIAL SERVICES GROUP, INC. | 1,389 | 26,000 | 0.06% | ||
| 23 | Thomas J. Herzfeld Advisors, Inc. | 1,207 | 23,000 | 0.05% | ||
| 24 | Ground Swell Capital, LLC | 600 | 11,000 | 0.03% | ||
| 25 | AMERIPRISE FINANCIAL INC | 500 | 9,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
