| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Cetera Advisor Networks LLC | 51,200 | 1,207,000 | 84.85% | ||
| 2 | Carroll Financial Associates, Inc. | 7,100 | 174,000 | 12.23% | ||
| 3 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,400 | 33,000 | 2.32% | ||
| 4 | AMERICAN INTERNATIONAL GROUP, INC. | 365 | 8,592 | 0.60% | ||
| 5 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
