| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Carroll Financial Associates, Inc. | 85,600 | 1,729,000 | 63.19% | ||
| 2 | Cetera Advisor Networks LLC | 49,400 | 973,000 | 35.56% | ||
| 3 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,400 | 27,000 | 0.99% | ||
| 4 | AMERICAN INTERNATIONAL GROUP, INC. | 365 | 7,000 | 0.26% | ||
| 5 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
