| 1 |
Bulldog Investors, LLP |
4,898,711 |
24,541,000 |
25.76% |
|
|
| 2 |
WELLS FARGO & COMPANY/MN |
1,851,584 |
9,277,000 |
9.74% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
1,678,227 |
8,408,000 |
8.83% |
|
|
| 4 |
SUN LIFE FINANCIAL INC |
200 |
5,072,000 |
5.32% |
|
|
| 5 |
Advisors Asset Management, Inc. |
1,007,650 |
5,048,000 |
5.30% |
|
|
| 6 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
982,898 |
4,865,000 |
5.11% |
|
|
| 7 |
RAYMOND JAMES & ASSOCIATES |
877,308 |
4,395,000 |
4.61% |
|
|
| 8 |
BANK OF AMERICA CORP /DE/ |
824,676 |
4,132,000 |
4.34% |
|
|
| 9 |
CORNERSTONE ADVISORS INC |
728,962 |
3,652,000 |
3.83% |
|
|
| 10 |
MARINER INVESTMENT GROUP LLC |
714,995 |
3,582,000 |
3.76% |
|
|
| 11 |
MORGAN STANLEY |
713,591 |
3,575,000 |
3.75% |
|
|
| 12 |
1607 Capital Partners, LLC |
612,681 |
3,070,000 |
3.22% |
|
|
| 13 |
CSS LLC/IL |
402,752 |
2,018,000 |
2.12% |
|
|
| 14 |
Yakira Capital Management, Inc. |
375,004 |
1,879,000 |
1.97% |
|
SH |
| 15 |
VSR Financial Services, Inc. |
362,435 |
1,816,000 |
1.91% |
|
|
| 16 |
ICON ADVISERS INC/CO |
324,364 |
1,625,000 |
1.71% |
|
|
| 17 |
MOORE CAPITAL MANAGEMENT, LP |
232,090 |
1,163,000 |
1.22% |
|
|
| 18 |
LPL Financial LLC |
198,617 |
973,000 |
1.02% |
|
|
| 19 |
BANK OF NOVA SCOTIA |
191,692 |
960,000 |
1.01% |
|
|
| 20 |
GUGGENHEIM CAPITAL LLC |
136,757 |
685,000 |
0.72% |
|
|
| 21 |
NORTH STAR ASSET MANAGEMENT INC |
133,806 |
670,000 |
0.70% |
|
|
| 22 |
ROYAL BANK OF CANADA |
86,534 |
434,000 |
0.46% |
|
|
| 23 |
Raymond James Financial Services Advisors, Inc. |
70,156 |
351,000 |
0.37% |
|
|
| 24 |
Oxbow Advisors, LLC |
63,870 |
322,000 |
0.34% |
|
|
| 25 |
SHEPHERD KAPLAN KROCHUK, LLC |
59,850 |
300,000 |
0.31% |
|
|
| 26 |
IFP ADVISORS, INC |
55,137 |
276,000 |
0.29% |
|
|
| 27 |
Commonwealth Equity Services, Inc |
51,731 |
259,000 |
0.27% |
|
|
| 28 |
Neuberger Berman Group LLC |
48,375 |
242,000 |
0.25% |
|
|
| 29 |
OPPENHEIMER & CO INC |
45,461 |
228,000 |
0.24% |
|
|
| 30 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
33,022 |
165,000 |
0.17% |
|
|
| 31 |
UBS Group AG |
30,407 |
153,000 |
0.16% |
|
|
| 32 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
22,525 |
113,000 |
0.12% |
|
|
| 33 |
RAYMOND JAMES TRUST N.A. |
22,247 |
111,000 |
0.12% |
|
|
| 34 |
Capital Investment Advisors, LLC |
20,754 |
104,000 |
0.11% |
|
|
| 35 |
Concert Wealth Management Inc. |
19,331 |
97,000 |
0.10% |
|
|
| 36 |
AMERIPRISE FINANCIAL INC |
17,472 |
88,000 |
0.09% |
|
|
| 37 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
15,650 |
78,000 |
0.08% |
|
|
| 38 |
ENVESTNET ASSET MANAGEMENT INC |
13,247 |
66,000 |
0.07% |
|
|
| 39 |
CARRET ASSET MANAGEMENT, LLC |
10,221 |
51,000 |
0.05% |
|
|
| 40 |
Stratos Wealth Partners, LTD. |
10,000 |
50,000 |
0.05% |
|
|
| 41 |
STONEBRIDGE CAPITAL MANAGEMENT INC |
10,000 |
50,000 |
0.05% |
|
|
| 42 |
Regis Management CO LLC |
10,002 |
50,000 |
0.05% |
|
|
| 43 |
MSI Financial Services Inc |
9,273 |
46,000 |
0.05% |
|
|
| 44 |
AMERICAN INTERNATIONAL GROUP, INC. |
8,022 |
40,000 |
0.04% |
|
|
| 45 |
Thomas J. Herzfeld Advisors, Inc. |
7,218 |
36,000 |
0.04% |
|
|
| 46 |
SIGNATUREFD, LLC |
7,200 |
36,000 |
0.04% |
|
|
| 47 |
Creative Planning |
6,741 |
34,000 |
0.04% |
|
|
| 48 |
AUSDAL FINANCIAL PARTNERS, INC. |
6,000 |
30,000 |
0.03% |
|
|
| 49 |
FIRST MANHATTAN CO. LLC. |
3,028 |
15,000 |
0.02% |
|
|
| 50 |
SYNOVUS FINANCIAL CORP |
2,087 |
10,000 |
0.01% |
|
|
