| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Oxford Lane Capital, 7.50% Pfd Series 2023 | 804,614 | 19,399,000 | 7.79% | ||
| 2 | SOURCE CAP INC | 194,346 | 12,877,000 | 5.17% | ||
| 3 | Oxford Lane Cap8.125 Cl6/2017 | 482,700 | 12,217,000 | 4.91% | ||
| 4 | BOULDER GROWTH & INCOME FUND COM | 1,562,630 | 12,095,000 | 4.86% | ||
| 5 | BLACKROCK SCIENCE & TECH TR | 515,901 | 8,930,000 | 3.59% | ||
| 6 | TEKLA HEALTHCARE OPPORTUNITI | 497,935 | 8,659,000 | 3.48% | ||
| 7 | ADAMS DIVERSIFIED EQUITY FD | 495,122 | 6,352,000 | 2.55% | ||
| 8 | ALPINE TOTAL DYNAMIC DIVID F | 740,205 | 5,685,000 | 2.28% | ||
| 9 | PIMCO DYNAMIC CR INCOME FD | 312,690 | 5,638,000 | 2.26% | ||
| 10 | TEKLA WORLD HEALTHCARE FD | 348,358 | 5,515,000 | 2.21% | ||
| 11 | TRI CONTL CORP | 241,638 | 4,838,000 | 1.94% | ||
| 12 | LIBERTY ALL STAR EQUITY FD | 868,865 | 4,648,000 | 1.87% | ||
| 13 | MVC Capital 7.25% Preferred | 160,695 | 3,953,000 | 1.59% | ||
| 14 | GENERAL AMERN INVS CO INC | 122,013 | 3,897,000 | 1.56% | ||
| 15 | PIMCO ETF TR | 34,822 | 3,503,000 | 1.41% | ||
| 16 | ALPINE GLOBAL DYNAMIC DIVD F | 372,944 | 3,301,000 | 1.33% | ||
| 17 | NEXPOINT STRATEGIC OPPORTES | 152,911 | 3,126,000 | 1.26% | ||
| 18 | GABELLI HLTHCARE WELLNESS | 303,936 | 3,115,000 | 1.25% | ||
| 19 | ROYAL CARIBBEAN GROUP | 30,313 | 3,068,000 | 1.23% | ||
| 20 | MORGAN STANLEY CHINA A SH FD | 148,943 | 2,965,000 | 1.19% | ||
| 21 | HERZFELD CARIBBEAN BASIN FD COM | 420,107 | 2,781,000 | 1.12% | ||
| 22 | FIRST TR ENERGY INFRASTRCTR | 189,411 | 2,764,000 | 1.11% | ||
| 23 | RMR REAL ESTATE INCOME FUND | 139,607 | 2,692,000 | 1.08% | ||
| 24 | ADAM NAT RES FD INC | 147,474 | 2,616,000 | 1.05% | ||
| 25 | NUVEEN CR STRATEGIES INCOME FD COM SHS | 330,189 | 2,589,000 | 1.04% | ||
| 26 | COPA HOLDINGS INC | 50,550 | 2,440,000 | 0.98% | ||
| 27 | Virtus Total Return Fund | 639,830 | 2,438,000 | 0.98% | ||
| 28 | LENNAR | 49,500 | 2,421,000 | 0.97% | ||
| 29 | POWERSHARES ETF TRUST II | 110,390 | 2,356,000 | 0.95% | ||
| 30 | MASTEC INC | 134,927 | 2,345,000 | 0.94% | ||
| 31 | ABERDEEN JAPAN EQUITY FD INC | 298,018 | 2,295,000 | 0.92% | ||
| 32 | SALIENT MIDSTREAM & MLP FD SH BEN INT | 239,697 | 2,284,000 | 0.92% | ||
| 33 | GABELLI DIVID INCOME TR | 122,229 | 2,256,000 | 0.91% | ||
| 34 | TORTOISE PIPELINE & ENERGY FD | 153,484 | 2,227,000 | 0.89% | ||
| 35 | NORWEGIAN CRUISE LINE HLDG LTD SHS | 36,443 | 2,136,000 | 0.86% | ||
| 36 | COHEN & STEERS INFRASTRUCTUR | 107,334 | 2,048,000 | 0.82% | ||
| 37 | TORTOISE ENERGY INFRSTRCTR CP COM | 71,954 | 2,002,000 | 0.80% | ||
| 38 | ROYCE VALUE TR INC | 159,922 | 1,882,000 | 0.76% | ||
| 39 | ZWEIG TOTAL RETURN FD INC | 143,629 | 1,749,000 | 0.70% | ||
| 40 | TEKLA HEALTHCARE INVS | 57,139 | 1,695,000 | 0.68% | ||
| 41 | SEABOARD CORP COM | 580 | 1,679,000 | 0.67% | ||
| 42 | CORNERSTONE STRATEGIC VALUE | 105,925 | 1,659,000 | 0.67% | ||
| 43 | CONSOLIDATED WATER CO INC ORD | 129,538 | 1,586,000 | 0.64% | ||
| 44 | NEW GERMANY FD INC COM | 104,546 | 1,537,000 | 0.62% | ||
| 45 | FIRST TR DYNAMIC EUROPE EQT | 87,466 | 1,501,000 | 0.60% | ||
| 46 | CARNIVAL CORP | 27,000 | 1,471,000 | 0.59% | ||
| 47 | COHEN STEERS CLOSED END OP | 132,537 | 1,453,000 | 0.58% | ||
| 48 | JAPAN SMALLER CAPTLZTN FD IN | 134,155 | 1,372,000 | 0.55% | ||
| 49 | NEXTERA ENERGY INC | 13,000 | 1,351,000 | 0.54% | ||
| 50 | DIVERSIFIED REAL ASSET INC F | 84,696 | 1,314,000 | 0.53% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001398344-16-009896, filed 2016.02.12).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
