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NEW GOLD INC CDA
NEW GOLD INC CDA. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 199 Institutional holders with a total value of $1,413,449,004.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 Rathbones Group PLC 20,000 98,000 0.01%
152 BANQUE PICTET & CIE SA 19,556 97,000 0.01%
153 STEPHENS INC /AR/ 19,000 93,000 0.01%
154 TWO SIGMA INVESTMENTS, LP 18,500 90,000 0.01%
155 Gideon Capital Advisors, Inc. 16,464 90,000 0.01%
156 Princeton Alpha Management LP 18,153 89,000 0.01%
157 Financial Sense Advisors, Inc. 17,830 87,000 0.01%
158 Moors & Cabot, Inc. 17,000 83,000 0.01%
159 Private Advisor Group, LLC 16,061 78,000 0.01%
160 Walleye Trading LLC 15,600 76,000 0.01% Put
161 INTEGRAL DERIVATIVES, LLC 15,000 73,000 0.01% Put
162 Tower Research Capital LLC (TRC) 13,802 67,000 0.00%
163 WHITTIER TRUST CO OF NEVADA INC 13,458 66,000 0.00%
164 LPL Financial LLC 12,830 63,000 0.00%
165 TORONTO DOMINION BANK 12,200 60,000 0.00% Put
166 KING LUTHER CAPITAL MANAGEMENT CORP 11,000 54,000 0.00%
167 BANK OF AMERICA CORP /DE/ 10,300 50,000 0.00% Call
168 PINNACLE ASSOCIATES LTD 10,000 49,000 0.00%
169 BANK OF AMERICA CORP /DE/ 9,200 45,000 0.00% Put
170 Advisors Asset Management, Inc. 6,811 33,000 0.00%
171 PNC FINANCIAL SERVICES GROUP, INC. 6,246 30,000 0.00%
172 ENVESTNET ASSET MANAGEMENT INC 4,523 22,000 0.00%
173 WOLVERINE ASSET MANAGEMENT LLC 4,200 20,000 0.00%
174 US BANCORP \DE\ 3,420 17,000 0.00%
175 UBS AG 3,200 16,000 0.00% Put
176 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,557 12,000 0.00%
177 1832 Asset Management L.P. 1,683 8,000 0.00%
178 WOLVERINE ASSET MANAGEMENT LLC 17 8,000 0.00% Put
179 OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 1,600 8,000 0.00%
180 FIRST MANHATTAN CO. LLC. 1,601 7,000 0.00%
181 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 1,200 6,000 0.00%
182 JNBA Financial Advisors 1,000 5,000 0.00%
183 Transamerica Financial Advisors, LLC 835 5,000 0.00%
184 SYNOVUS FINANCIAL CORP 927 5,000 0.00%
185 BANK OF MONTREAL /CAN/ 1,100 5,000 0.00% Put
186 ROYAL BANK OF CANADA 1,000 5,000 0.00% Call
187 QCI ASSET MANAGEMENT INC/NY 800 4,000 0.00%
188 D.A. DAVIDSON & CO. 550 2,000 0.00%
189 Partnervest Advisory Services LLC 356 2,000 0.00%
190 Crosspoint Capital Strategies, LLC 200 1,000 0.00%
191 DELTA ASSET MANAGEMENT LLC/TN 210 1,000 0.00%
192 AMERIPRISE FINANCIAL INC 132 1,000 0.00%
193 BlackRock Investment Management, LLC 184 1,000 0.00%
194 Vantage Investment Advisors, LLC 200 1,000 0.00%
195 BROWN BROTHERS HARRIMAN & CO 212 1,000 0.00%
196 LS Investment Advisors, LLC 210 1,000 0.00%
197 First City Capital Management, Inc. 27 132 0.00%
198 WOLVERINE ASSET MANAGEMENT LLC 12 0 0.00% Call
199 MACROVIEW INVESTMENT MANAGEMENT LLC 23 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.