| # | % | |||||
|---|---|---|---|---|---|---|
| 201 | Sandy Spring Bank | 600 | 30,000 | 0.00% | ||
| 202 | Walleye Trading LLC | 500 | 25,000 | 0.00% | Call | |
| 203 | QS BATTERYMARCH FINANCIAL MANAGEMENT, INC | 464 | 24,000 | 0.00% | ||
| 204 | Financial Architects, Inc | 450 | 23,000 | 0.00% | ||
| 205 | Lehman Financial Resources, Inc. | 450 | 23,000 | 0.00% | ||
| 206 | ADIRONDACK TRUST CO | 456 | 23,000 | 0.00% | ||
| 207 | PAYDEN & RYGEL | 340 | 17,000 | 0.00% | ||
| 208 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 287 | 14,000 | 0.00% | ||
| 209 | Winslow, Evans & Crocker, Inc. | 264 | 13,286 | 0.00% | ||
| 210 | JFS WEALTH ADVISORS, LLC | 240 | 12,000 | 0.00% | ||
| 211 | Forward Management, LLC | 213 | 11,000 | 0.00% | ||
| 212 | Ground Swell Capital, LLC | 200 | 10,000 | 0.00% | ||
| 213 | Crow Point Partners, LLC | 200 | 10,000 | 0.00% | ||
| 214 | Gemmer Asset Management LLC | 148 | 7,000 | 0.00% | ||
| 215 | Smithfield Trust Co | 100 | 5,000 | 0.00% | ||
| 216 | NEXT Financial Group, Inc | 54 | 3,000 | 0.00% | ||
| 217 | ENTERPRISE FINANCIAL SERVICES CORP | 65 | 3,000 | 0.00% | ||
| 218 | PIEDMONT INVESTMENT ADVISORS INC | 47 | 2,373 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.