Dark
Light
System
Security
NEW YORK & CO
NEW YORK & CO. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 59 Institutional holders with a total value of $61,210,800.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PARADIGM CAPITAL MANAGEMENT INC/NY 4,919,100 12,199,000 19.93%
2 NORTH RUN CAPITAL, LP 3,995,973 9,910,000 16.19%
3 DIMENSIONAL FUND ADVISORS LP 2,510,688 6,226,000 10.17%
4 ROYCE & ASSOCIATES LP 2,006,017 4,975,000 8.13%
5 Nokomis Capital, L.L.C. 1,856,409 4,604,000 7.52%
6 J. Goldman & Co LP 1,480,690 3,672,000 6.00%
7 BlackRock Institutional Trust Company, N.A. 1,222,774 3,032,000 4.95%
8 Neuberger Berman Group LLC 1,026,942 2,547,000 4.16%
9 VANGUARD GROUP INC 751,123 1,862,000 3.04%
10 RENAISSANCE TECHNOLOGIES LLC 574,900 1,426,000 2.33%
11 Pacific Ridge Capital Partners, LLC 523,972 1,299,000 2.12%
12 SIGNIA CAPITAL MANAGEMENT LLC 462,975 1,148,000 1.88%
13 GRACE & WHITE INC /NY 449,739 1,115,000 1.82%
14 Foundry Partners, LLC 382,411 948,000 1.55%
15 GSA CAPITAL PARTNERS LLP 241,819 600,000 0.98%
16 D. E. Shaw & Co., Inc. 192,712 478,000 0.78%
17 BRIDGEWAY CAPITAL MANAGEMENT, LLC 177,429 440,000 0.72%
18 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 176,000 436,000 0.71%
19 GEODE CAPITAL MANAGEMENT, LLC 135,552 336,000 0.55%
20 BlackRock Group LTD 133,036 330,000 0.54%
21 DIKER MANAGEMENT LLC 124,854 310,000 0.51%
22 Bank of New York Mellon Corp 123,038 305,000 0.50%
23 Prentice Capital Management, LP 118,257 293,000 0.48%
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 110,328 274,000 0.45%
25 Invesco Ltd. 100,031 248,000 0.41%
26 NORTHERN TRUST CORP 94,068 233,000 0.38%
27 MILLENNIUM MANAGEMENT LLC 88,698 220,000 0.36%
28 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 75,300 187,000 0.31%
29 BlackRock Fund Advisors 74,043 184,000 0.30%
30 MORGAN STANLEY 74,113 184,000 0.30%
31 SHEPHERD KAPLAN KROCHUK, LLC 63,686 158,000 0.26%
32 GOLDMAN SACHS GROUP INC 52,467 130,000 0.21%
33 JACOBS LEVY EQUITY MANAGEMENT, INC 46,342 115,000 0.19%
34 RBF Capital, LLC 39,734 99,000 0.16%
35 TWO SIGMA ADVISERS, LP 31,373 78,000 0.13%
36 DEUTSCHE BANK AG\ 26,197 64,000 0.10%
37 PRELUDE CAPITAL MANAGEMENT, LLC 25,037 62,000 0.10%
38 BLACKROCK ADVISORS LLC 21,065 52,000 0.08%
39 Spark Investment Management LLC 20,800 51,000 0.08%
40 STATE STREET CORP 19,814 50,000 0.08%
41 Nine Chapters Capital Management LLC 20,200 50,000 0.08%
42 AMP Capital Investors Ltd 15,874 38,000 0.06%
43 NOMURA HOLDINGS INC 13,399 36,000 0.06%
44 PRUDENTIAL PLC 14,270 35,000 0.06%
45 PARAMETRIC PORTFOLIO ASSOCIATES LLC 13,031 32,000 0.05%
46 Rotella Capital Management, Inc. 11,742 29,000 0.05%
47 BALYASNY ASSET MANAGEMENT L.P. 10,700 27,000 0.04%
48 FNY Managed Accounts LLC 10,000 24,800 0.04%
49 Nationwide Fund Advisors 7,295 18,000 0.03%
50 BlackRock Investment Management, LLC 4,804 12,000 0.02%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.