Dark
Light
System
Security
Newstar Finl Inc Com
Newstar Finl Inc Com. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 65 Institutional holders with a total value of $450,166,755.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Capital Z Partners Management, LLC 9,555,779 134,354,000 29.85%
2 SECOND CURVE CAPITAL LLC 3,945,166 55,469,000 12.32%
3 SWISS REINSURANCE CO LTD 3,000,000 42,180,000 9.37%
4 DIMENSIONAL FUND ADVISORS LP 2,414,126 33,943,000 7.54%
5 OAKTOP CAPITAL MANAGEMENT II, L.P. 2,257,204 31,736,000 7.05%
6 MASON STREET ADVISORS, LLC 1,555,459 21,870,000 4.86%
7 NORTHWESTERN MUTUAL LIFE INSURANCE CO 1,555,459 21,870,000 4.86%
8 VANGUARD GROUP INC 1,426,173 20,052,000 4.45%
9 Consector Capital, LP 1,192,962 16,773,000 3.73%
10 Selkirk Management LLC 864,811 12,159,000 2.70%
11 BlackRock Fund Advisors 661,483 9,300,000 2.07%
12 NORTHERN TRUST CORP 571,097 8,029,000 1.78%
13 STATE STREET CORP 438,425 6,161,000 1.37%
14 BlackRock Institutional Trust Company, N.A. 315,496 4,436,000 0.99%
15 KENNEDY CAPITAL MANAGEMENT LLC 284,822 4,005,000 0.89%
16 PRICE T ROWE ASSOCIATES INC /MD/ 154,591 2,174,000 0.48%
17 Bank of New York Mellon Corp 141,022 1,982,000 0.44%
18 GEODE CAPITAL MANAGEMENT, LLC 135,937 1,911,000 0.42%
19 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 130,200 1,831,000 0.41%
20 Pentwater Capital Management LP 130,000 1,828,000 0.41%
21 TIAA CREF INVESTMENT MANAGEMENT LLC 127,046 1,786,000 0.40%
22 D. E. Shaw & Co., Inc. 106,442 1,497,000 0.33%
23 STIFEL FINANCIAL CORP 90,000 1,263,000 0.28%
24 BlackRock Investment Management, LLC 88,329 1,242,000 0.28%
25 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 75,967 1,069,000 0.24%
26 Index Management Solutions, LLC 65,614 923,000 0.21%
27 RENAISSANCE TECHNOLOGIES LLC 58,994 829,000 0.18%
28 RHUMBLINE ADVISERS 49,792 700,000 0.16%
29 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 48,801 686,000 0.15%
30 BLAIR WILLIAM & CO/IL 48,750 685,000 0.15%
31 Capital Impact Advisors, LLC 39,129 550,000 0.12%
32 TEACHERS ADVISORS, LLC 35,144 494,000 0.11%
33 JPMORGAN CHASE & CO 34,949 492,000 0.11%
34 ALLIANCEBERNSTEIN L.P. 34,700 488,000 0.11%
35 Nationwide Fund Advisors 27,337 384,000 0.09%
36 CITADEL ADVISORS LLC 24,048 338,000 0.08%
37 VOYA INVESTMENT MANAGEMENT LLC 23,200 326,000 0.07%
38 TFS CAPITAL LLC 22,068 310,000 0.07%
39 METROPOLITAN LIFE INSURANCE CO/NY 22,003 309,000 0.07%
40 BLACKTHORN INVESTMENT GROUP LLC 21,660 305,000 0.07%
41 AMERIPRISE FINANCIAL INC 21,513 302,000 0.07%
42 BANK OF AMERICA CORP /DE/ 21,150 297,000 0.07%
43 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 21,105 297,000 0.07%
44 MANUFACTURERS LIFE INSURANCE COMPANY, THE 18,472 260,000 0.06%
45 PDT Partners, LLC 18,200 256,000 0.06%
46 MORGAN STANLEY 18,172 255,000 0.06%
47 AMERICAN INTERNATIONAL GROUP, INC. 17,479 245,755 0.05%
48 Invesco Ltd. 16,604 233,000 0.05%
49 GOLDMAN SACHS GROUP INC 15,990 225,000 0.05%
50 BLACKROCK ADVISORS LLC 15,804 222,000 0.05%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.