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Newstar Finl Inc Com
Newstar Finl Inc Com. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 60 Institutional holders with a total value of $349,706,438.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Capital Z Partners Management, LLC 9,576,061 92,984,000 26.59%
2 Corsair Capital LLC 9,538,415 92,618,000 26.48%
3 SWISS RE LTD 3,000,000 29,130,000 8.33%
4 DIMENSIONAL FUND ADVISORS LP 2,465,285 23,937,000 6.84%
5 OAKTOP CAPITAL MANAGEMENT II, L.P. 2,257,204 21,917,000 6.27%
6 SECOND CURVE CAPITAL LLC 1,687,188 16,383,000 4.68%
7 NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 1,555,459 15,104,000 4.32%
8 VANGUARD GROUP INC 1,457,111 14,148,000 4.05%
9 Selkirk Management LLC 852,811 8,281,000 2.37%
10 BlackRock Fund Advisors 688,760 6,688,000 1.91%
11 STATE STREET CORP 420,686 4,089,000 1.17%
12 Century Capital Management, LLC 283,572 2,753,000 0.79%
13 KENNEDY CAPITAL MANAGEMENT LLC 271,328 2,635,000 0.75%
14 NORTHERN TRUST CORP 255,819 2,484,000 0.71%
15 BlackRock Institutional Trust Company, N.A. 239,163 2,322,000 0.66%
16 GEODE CAPITAL MANAGEMENT, LLC 161,919 1,572,000 0.45%
17 SHELTON CAPITAL MANAGEMENT 165,410 1,530,000 0.44%
18 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 105,100 1,021,000 0.29%
19 Bank of New York Mellon Corp 103,819 1,009,000 0.29%
20 BlackRock Investment Management, LLC 101,107 982,000 0.28%
21 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 89,267 867,000 0.25%
22 D. E. Shaw & Co., Inc. 86,249 837,000 0.24%
23 TIAA CREF INVESTMENT MANAGEMENT LLC 77,121 749,000 0.21%
24 Capital Impact Advisors, LLC 60,304 586,000 0.17%
25 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 51,903 504,000 0.14%
26 RHUMBLINE ADVISERS 47,679 463,000 0.13%
27 TEACHERS ADVISORS, LLC 37,949 368,000 0.11%
28 WEDGE CAPITAL MANAGEMENT L L P/NC 34,100 331,000 0.09%
29 ALLIANCEBERNSTEIN L.P. 29,800 289,000 0.08%
30 BANK OF AMERICA CORP /DE/ 29,780 289,000 0.08%
31 Swiss National Bank 27,900 271,000 0.08%
32 Nationwide Fund Advisors 23,829 231,000 0.07%
33 NEW YORK STATE COMMON RETIREMENT FUND 22,000 214,000 0.06%
34 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 21,265 206,000 0.06%
35 JOHNSON INVESTMENT COUNSEL INC 20,000 194,000 0.06%
36 MANUFACTURERS LIFE INSURANCE COMPANY, THE 17,365 169,000 0.05%
37 GOLDMAN SACHS GROUP INC 16,393 159,000 0.05%
38 METROPOLITAN LIFE INSURANCE CO/NY 15,575 151,000 0.04%
39 VOYA INVESTMENT MANAGEMENT LLC 14,867 144,000 0.04%
40 AMERICAN INTERNATIONAL GROUP, INC. 14,133 137,231 0.04%
41 CREDIT SUISSE AG/ 13,053 127,000 0.04%
42 BLACKROCK ADVISORS LLC 11,290 110,000 0.03%
43 PRICE T ROWE ASSOCIATES INC /MD/ 11,176 109,000 0.03%
44 PARAMETRIC PORTFOLIO ASSOCIATES LLC 10,897 106,000 0.03%
45 CANADA LIFE ASSURANCE Co 9,489 92,000 0.03%
46 WELLS FARGO & COMPANY/MN 7,094 69,000 0.02%
47 MORGAN STANLEY 6,708 65,000 0.02%
48 BlackRock Finance, Inc. 5,867 57,000 0.02%
49 DEUTSCHE BANK AG\ 4,810 46,000 0.01%
50 UBS Group AG 4,022 39,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.