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PFENEX INC COM
PFENEX INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 63 Institutional holders with a total value of $355,345,828.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITIGROUP INC 212 4,000 0.00%
2 Invesco Ltd. 296 6,000 0.00%
3 BARCLAYS PLC 312 6,000 0.00%
4 PRELUDE CAPITAL MANAGEMENT, LLC 425 8,000 0.00%
5 BANK OF AMERICA CORP /DE/ 447 9,000 0.00%
6 MANAGED ACCOUNT ADVISORS LLC 574 11,000 0.00%
7 THOMPSON DAVIS & CO., INC. 875 17,000 0.00%
8 WELLS FARGO & COMPANY/MN 937 18,000 0.01%
9 ROYAL BANK OF CANADA 935 18,000 0.01%
10 ACADIAN ASSET MANAGEMENT LLC 1,053 20,000 0.01%
11 BNP PARIBAS FINANCIAL MARKETS 1,358 26,345 0.01%
12 Tower Research Capital LLC (TRC) 2,801 54,000 0.02%
13 Financial Architects, Inc 3,300 64,000 0.02%
14 DEUTSCHE BANK AG\ 3,920 76,000 0.02%
15 STRS OHIO 5,200 100,000 0.03%
16 AMERICAN INTERNATIONAL GROUP, INC. 9,561 185,483 0.05%
17 Nationwide Fund Advisors 10,509 204,000 0.06%
18 MANUFACTURERS LIFE INSURANCE COMPANY, THE 11,225 218,000 0.06%
19 METROPOLITAN LIFE INSURANCE CO/NY 12,344 239,000 0.07%
20 RHUMBLINE ADVISERS 13,210 256,000 0.07%
21 NEW YORK STATE COMMON RETIREMENT FUND 15,716 305,000 0.09%
22 PANAGORA ASSET MANAGEMENT INC 17,920 348,000 0.10%
23 RAYMOND JAMES & ASSOCIATES 21,373 415,000 0.12%
24 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 23,397 454,000 0.13%
25 TEACHERS ADVISORS, LLC 23,751 461,000 0.13%
26 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 29,797 578,000 0.16%
27 NORTHERN TRUST CORP 40,258 781,000 0.22%
28 Independence Capital Asset Partners, LLC 53,386 1,036,000 0.29%
29 CITADEL ADVISORS LLC 54,382 1,055,000 0.30%
30 TIAA CREF INVESTMENT MANAGEMENT LLC 57,337 1,112,000 0.31%
31 RUSSELL FRANK CO/ 60,574 1,175,000 0.33%
32 Nicholas Investment Partners, LP 71,353 1,384,000 0.39%
33 Granite Investment Partners, LLC 71,601 1,389,000 0.39%
34 Spark Investment Management LLC 75,100 1,456,000 0.41%
35 RENAISSANCE TECHNOLOGIES LLC 75,400 1,463,000 0.41%
36 MORGAN STANLEY 85,631 1,662,000 0.47%
37 GEODE CAPITAL MANAGEMENT, LLC 97,395 1,889,000 0.53%
38 BlackRock Finance, Inc. 118,982 2,309,000 0.65%
39 BOGLE INVESTMENT MANAGEMENT L P /DE/ 131,305 2,547,000 0.72%
40 STATE STREET CORP 140,249 2,723,000 0.77%
41 BlackRock Investment Management, LLC 163,161 3,165,000 0.89%
42 TFS CAPITAL LLC 165,029 3,202,000 0.90%
43 BLAIR WILLIAM & CO/IL 190,579 3,697,000 1.04%
44 Allianz Asset Management GmbH 191,578 3,717,000 1.05%
45 Informed Momentum Co LLC 244,945 4,752,000 1.34%
46 BlackRock Institutional Trust Company, N.A. 254,470 4,937,000 1.39%
47 Numeric Investors LLC 268,168 5,202,000 1.46%
48 BlackRock Group LTD 281,851 5,468,000 1.54%
49 MARSHALL WACE, LLP 327,114 6,346,000 1.79%
50 Sio Capital Management, LLC 346,128 6,715,000 1.89%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.