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PFENEX INC COM
PFENEX INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 69 Institutional holders with a total value of $180,017,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 17 0 0.00%
2 Creative Planning 50 0 0.00%
3 GROUP ONE TRADING LLC 100 1,000 0.00%
4 Tower Research Capital LLC (TRC) 119 1,000 0.00%
5 PNC FINANCIAL SERVICES GROUP, INC. 131 1,000 0.00%
6 WFG Advisors, LP 175 2,000 0.00%
7 Walleye Trading LLC 1,000 10,000 0.01%
8 BlackRock Japan Co. Ltd 1,541 15,000 0.01%
9 Financial Architects, Inc 3,300 32,000 0.02%
10 PRELUDE CAPITAL MANAGEMENT, LLC 3,700 36,000 0.02%
11 WELLS FARGO & COMPANY/MN 6,314 62,000 0.03%
12 ACROSPIRE INVESTMENT MANAGEMENT LLC 6,700 66,000 0.04%
13 AMERICAN INTERNATIONAL GROUP, INC. 9,555 94,000 0.05%
14 BANK OF MONTREAL /CAN/ 9,642 95,000 0.05%
15 Nationwide Fund Advisors 10,509 103,000 0.06%
16 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 10,700 105,000 0.06%
17 MANUFACTURERS LIFE INSURANCE COMPANY, THE 11,798 105,000 0.06%
18 ANALYTIC INVESTORS, LLC 10,893 107,000 0.06%
19 CITIGROUP INC 13,976 137,000 0.08%
20 RHUMBLINE ADVISERS 15,609 153,000 0.08%
21 MILLENNIUM MANAGEMENT LLC 16,007 157,000 0.09%
22 NEW YORK STATE COMMON RETIREMENT FUND 16,400 161,000 0.09%
23 STRS OHIO 17,000 167,000 0.09%
24 MORGAN STANLEY 18,511 183,000 0.10%
25 GOLDMAN SACHS GROUP INC 20,152 198,000 0.11%
26 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 23,397 230,000 0.13%
27 PRUDENTIAL FINANCIAL INC 25,120 247,000 0.14%
28 TEACHERS ADVISORS, LLC 25,442 250,000 0.14%
29 BOGLE INVESTMENT MANAGEMENT L P /DE/ 31,013 304,000 0.17%
30 AQR CAPITAL MANAGEMENT LLC 34,593 340,000 0.19%
31 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 34,922 343,000 0.19%
32 WASATCH ADVISORS LP 41,520 371,000 0.21%
33 DEUTSCHE BANK AG\ 39,109 383,000 0.21%
34 Fisher Asset Management, LLC 53,968 522,000 0.29%
35 Shinko Asset Management Co., Ltd. 53,968 531,000 0.29%
36 WELLINGTON MANAGEMENT GROUP LLP 54,659 538,000 0.30%
37 Bank of New York Mellon Corp 61,794 607,000 0.34%
38 OXFORD ASSET MANAGEMENT LLP 64,821 637,000 0.35%
39 RENAISSANCE TECHNOLOGIES LLC 67,000 659,000 0.37%
40 TIAA CREF INVESTMENT MANAGEMENT LLC 93,719 921,000 0.51%
41 TFS CAPITAL LLC 100,771 991,000 0.55%
42 NORGES BANK 105,910 1,041,000 0.58%
43 Invesco Ltd. 110,700 1,088,000 0.60%
44 Granite Investment Partners, LLC 111,680 1,097,000 0.61%
45 GEODE CAPITAL MANAGEMENT, LLC 119,400 1,173,000 0.65%
46 BlackRock Finance, Inc. 142,084 1,397,000 0.78%
47 BlackRock Investment Management, LLC 143,487 1,410,000 0.78%
48 BLAIR WILLIAM & CO/IL 160,351 1,576,000 0.88%
49 Allianz Asset Management GmbH 179,383 1,763,000 0.98%
50 NORTHERN TRUST CORP 184,111 1,810,000 1.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.