Dark
Light
System
Security
PFENEX INC COM
PFENEX INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 70 Institutional holders with a total value of $67,908,404.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 A.R.T. Advisors, LLC 23,176 92,000 0.14%
52 PRELUDE CAPITAL MANAGEMENT, LLC 20,700 83,000 0.12%
53 CITADEL ADVISORS LLC 16,338 66,000 0.10%
54 Virtu KCG Holdings LLC 15,834 63,000 0.09%
55 JPMORGAN CHASE & CO 15,333 61,000 0.09%
56 ClariVest Asset Management LLC 14,911 60,000 0.09%
57 BRIDGEWAY CAPITAL MANAGEMENT, LLC 14,000 56,000 0.08%
58 STATE STREET CORP 11,200 45,000 0.07%
59 RUSSELL INVESTMENTS GROUP, LTD. 10,264 41,000 0.06%
60 ROYAL BANK OF CANADA 10,334 41,000 0.06%
61 Chicago Partners Investment Group LLC 5,000 33,000 0.05%
62 Tower Research Capital LLC (TRC) 6,103 24,000 0.04%
63 Financial Architects, Inc 3,300 13,000 0.02%
64 MEEDER ASSET MANAGEMENT INC 2,072 8,000 0.01%
65 Creative Planning 1,000 4,000 0.01%
66 MUFG Americas Holdings Corp 632 3,000 0.00%
67 MANUFACTURERS LIFE INSURANCE COMPANY, THE 814 3,000 0.00%
68 BNP PARIBAS FINANCIAL MARKETS 5 20 0.00%
69 UBS Group AG 17 0 0.00%
70 WELLS FARGO & COMPANY/MN 55 0 0.00%
Page 2 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.