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SMART FINAL STORES INC
SMART FINAL STORES INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 94 Institutional holders with a total value of $1,064,397,715.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WASHINGTON TRUST BANK 103 1,000 0.00%
2 First Horizon Advisors, Inc. 175 2,000 0.00%
3 LADENBURG THALMANN FINANCIAL SERVICES INC. 221 3,000 0.00%
4 UBS Group AG 300 4,000 0.00%
5 ADVISOR GROUP, INC. 268 4,000 0.00%
6 WFG Advisors, LP 500 7,000 0.00%
7 Zurcher Kantonalbank (Zurich Cantonalbank) 569 8,000 0.00%
8 Point72 Hong Kong Ltd 729 10,000 0.00%
9 Independent Portfolio Consultants, Inc. 1,005 14,000 0.00%
10 BANK OF MONTREAL /CAN/ 1,352 18,000 0.00%
11 BNP PARIBAS FINANCIAL MARKETS 1,611 22,715 0.00%
12 ROYAL BANK OF CANADA 2,112 30,000 0.00%
13 NEXT Financial Group, Inc 2,350 33,000 0.00%
14 ENVESTNET ASSET MANAGEMENT INC 4,406 62,000 0.01%
15 RUSSELL INVESTMENTS GROUP, LTD. 4,700 67,000 0.01%
16 Legal & General Group Plc 5,387 77,000 0.01%
17 BARCLAYS PLC 5,561 78,000 0.01%
18 CANADA LIFE ASSURANCE Co 5,800 82,000 0.01%
19 Tower Research Capital LLC (TRC) 8,005 113,000 0.01%
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,300 145,000 0.01% Put
21 MILLENNIUM MANAGEMENT LLC 10,405 147,000 0.01%
22 PRUDENTIAL FINANCIAL INC 10,700 151,000 0.01%
23 Squarepoint Ops LLC 10,978 155,000 0.01%
24 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 11,800 166,000 0.02%
25 Cubist Systematic Strategies, LLC 11,846 167,000 0.02%
26 Atria Investments, Inc 11,947 168,000 0.02%
27 AMERICAN INTERNATIONAL GROUP, INC. 13,296 187,000 0.02%
28 CAPSTONE INVESTMENT ADVISORS, LLC 13,358 188,000 0.02%
29 PANAGORA ASSET MANAGEMENT INC 14,559 205,000 0.02%
30 Nationwide Fund Advisors 14,994 211,000 0.02%
31 OLD NATIONAL BANCORP /IN/ 17,005 240,000 0.02%
32 SUNTRUST BANKS INC 17,598 247,000 0.02%
33 METROPOLITAN LIFE INSURANCE CO/NY 17,620 248,000 0.02%
34 MANUFACTURERS LIFE INSURANCE COMPANY, THE 18,143 256,000 0.02%
35 FDx Advisors, Inc. 18,442 260,000 0.02%
36 SIMPLEX TRADING, LLC 20,101 283,000 0.03%
37 ALLIANCEBERNSTEIN L.P. 22,400 316,000 0.03%
38 CITIGROUP INC 24,409 344,000 0.03%
39 RHUMBLINE ADVISERS 25,031 353,000 0.03%
40 LEVIN CAPITAL STRATEGIES, L.P. 25,362 358,000 0.03%
41 CITADEL ADVISORS LLC 26,259 371,000 0.03%
42 WELLS FARGO & COMPANY/MN 27,678 390,000 0.04%
43 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 35,343 498,000 0.05%
44 RENAISSANCE TECHNOLOGIES LLC 37,800 533,000 0.05%
45 CUTLER GROUP LLC / CA 39,985 563,000 0.05%
46 TEACHERS ADVISORS, LLC 40,430 570,000 0.05%
47 FIRST MERCANTILE TRUST CO 42,500 599,000 0.06%
48 CREDIT SUISSE AG/ 46,394 654,000 0.06%
49 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 47,588 671,000 0.06%
50 Swiss National Bank 48,700 687,000 0.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.