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NOMURA HLDGS INC
NOMURA HLDGS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 90 Institutional holders with a total value of $74,977,203.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NEXT Financial Group, Inc 10 0 0.00%
2 D.A. DAVIDSON & CO. 194 0 0.00%
3 Financial Architects, Inc 12 0 0.00%
4 MSI Financial Services Inc 4 0 0.00%
5 Brandywine Global Investment Management, LLC 1 1,000 0.00%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 409 2,000 0.00%
7 Creative Planning 613 3,000 0.00%
8 BRONFMAN E.L. ROTHSCHILD, L.P. 684 3,000 0.00%
9 Winfield Associates, Inc. 1,220 5,000 0.01%
10 IFP ADVISORS, INC 1,740 8,000 0.01%
11 LS Investment Advisors, LLC 1,720 8,000 0.01%
12 Joel Isaacson & Co., LLC 2,000 9,000 0.01%
13 Whitnell & Co. 2,099 9,000 0.01%
14 RPG FAMILY WEALTH ADVISORY, LLC 2,293 10,203 0.01%
15 BARCLAYS PLC 2,461 11,000 0.01%
16 KANALY TRUST CO 2,777 12,000 0.02%
17 ZIONS BANCORPORATION 2,914 12,000 0.02%
18 C M BIDWELL & ASSOCIATES LTD 3,155 14,000 0.02%
19 PNC FINANCIAL SERVICES GROUP, INC. 3,360 15,000 0.02%
20 Cornerstone Advisors, Inc. 3,262 15,000 0.02%
21 CITIGROUP INC 4,209 19,000 0.03%
22 ENTERPRISE FINANCIAL SERVICES CORP 6,075 27,000 0.04%
23 PROFICIO CAPITAL PARTNERS LLC 8,496 38,000 0.05%
24 SG Americas Securities, LLC 10,240 46,000 0.06%
25 Dorsey & Whitney Trust CO LLC 10,861 48,000 0.06%
26 Virtu KCG Holdings LLC 11,329 50,000 0.07%
27 DEUTSCHE BANK AG\ 11,322 50,000 0.07%
28 JNBA Financial Advisors 11,690 52,000 0.07%
29 SIGNATUREFD, LLC 11,690 52,000 0.07%
30 Cubist Systematic Strategies, LLC 12,526 56,000 0.07%
31 FIRST TRUST ADVISORS LP 13,826 62,000 0.08%
32 AMERIPRISE FINANCIAL INC 14,542 65,000 0.09%
33 GLENMEDE TRUST CO NA 15,137 66,000 0.09%
34 Camelot Portfolios, LLC 15,075 67,000 0.09%
35 BOOTHBAY FUND MANAGEMENT, LLC 15,432 69,000 0.09%
36 CYPRESS WEALTH ADVISORS LLC 15,570 69,000 0.09%
37 DREMAN VALUE MANAGEMENT, L L C 15,402 69,000 0.09%
38 Smithfield Trust Co 16,069 72,000 0.10%
39 Neuberger Berman Group LLC 16,443 73,000 0.10%
40 GREENLEAF TRUST 17,037 76,000 0.10%
41 WELLS FARGO & COMPANY/MN 18,221 81,000 0.11%
42 ENVESTNET ASSET MANAGEMENT INC 19,014 85,000 0.11%
43 CIBC WORLD MARKET INC. 19,390 86,000 0.11%
44 Morningstar Investment Services LLC 20,037 89,000 0.12%
45 SEI INVESTMENTS CO 21,119 94,000 0.13%
46 RIVERHEAD CAPITAL MANAGEMENT LLC 21,200 94,000 0.13%
47 ACROSPIRE INVESTMENT MANAGEMENT LLC 21,860 97,000 0.13%
48 GEODE CAPITAL MANAGEMENT, LLC 22,898 101,000 0.13%
49 BOKF, NA 22,729 101,000 0.13%
50 Glovista Investments LLC 23,531 105,000 0.14%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.