| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CSS LLC/IL | 86,077 | 603,000 | 52.99% | ||
| 2 | Crow Point Partners, LLC | 59,000 | 413,000 | 36.29% | ||
| 3 | MORGAN STANLEY | 8,800 | 62,000 | 5.45% | ||
| 4 | JPMORGAN CHASE & CO | 4,000 | 28,000 | 2.46% | ||
| 5 | WELLS FARGO & COMPANY/MN | 2,000 | 14,000 | 1.23% | ||
| 6 | UBS Group AG | 1,668 | 12,000 | 1.05% | ||
| 7 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 500 | 4,000 | 0.35% | ||
| 8 | BlackRock Finance, Inc. | 100 | 1,000 | 0.09% | ||
| 9 | Creative Planning | 200 | 1,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
