| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Crow Point Partners, LLC | 59,000 | 316,000 | 52.84% | ||
| 2 | WELLS FARGO & COMPANY/MN | 36,997 | 198,000 | 33.11% | ||
| 3 | MORGAN STANLEY | 8,100 | 43,000 | 7.19% | ||
| 4 | JPMORGAN CHASE & CO | 6,000 | 32,000 | 5.35% | ||
| 5 | UBS Group AG | 922 | 5,000 | 0.84% | ||
| 6 | US BANCORP \DE\ | 350 | 2,000 | 0.33% | ||
| 7 | BlackRock Finance, Inc. | 100 | 1,000 | 0.17% | ||
| 8 | Creative Planning | 200 | 1,000 | 0.17% | ||
| 9 | DEUTSCHE BANK AG\ | 20 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
