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GLOBEIMMUNE INC
GLOBEIMMUNE INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 17 Institutional holders with a total value of $2,649,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WEXFORD CAPITAL LP 264,644 1,829,000 69.04%
2 WASATCH ADVISORS LP 28,268 195,000 7.36%
3 Meiji Yasuda Life Insurance Co 20,646 143,000 5.40%
4 Spark Investment Management LLC 17,600 121,000 4.57%
5 WOODSTOCK CORP 14,336 99,000 3.74%
6 GOLDMAN SACHS GROUP INC 12,687 88,000 3.32%
7 DAFNA Capital Management LLC 10,745 74,000 2.79% SH
8 Tower Research Capital LLC (TRC) 3,758 26,000 0.98%
9 BARCLAYS PLC 3,304 20,000 0.76%
10 BlackRock Institutional Trust Company, N.A. 2,934 20,000 0.76%
11 MORGAN STANLEY 2,010 14,000 0.53%
12 CITIGROUP INC 1,000 7,000 0.26%
13 UBS AG 551 4,000 0.15%
14 Ground Swell Capital, LLC 600 4,000 0.15%
15 WELLS FARGO & COMPANY/MN 400 3,000 0.11%
16 AlphaMark Advisors, LLC 100 1,000 0.04%
17 BlackRock Investment Management, LLC 130 1,000 0.04%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.