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GLOBEIMMUNE INC
GLOBEIMMUNE INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 16 Institutional holders with a total value of $3,015,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WEXFORD CAPITAL LP 264,644 2,009,000 66.63%
2 WASATCH ADVISORS LP 28,268 212,000 7.03%
3 Ghost Tree Capital, LLC 23,500 178,000 5.90%
4 Meiji Yasuda Life Insurance Co 20,646 157,000 5.21%
5 WOODSTOCK CORP 18,056 137,000 4.54%
6 GOLDMAN SACHS GROUP INC 11,018 84,000 2.79%
7 DAFNA Capital Management LLC 10,945 83,000 2.75%
8 Spark Investment Management LLC 10,100 75,000 2.49%
9 Tower Research Capital LLC (TRC) 3,569 27,000 0.90%
10 BlackRock Institutional Trust Company, N.A. 2,934 22,000 0.73%
11 MORGAN STANLEY 2,000 15,000 0.50%
12 UBS Group AG 858 7,000 0.23%
13 CITIGROUP INC 500 4,000 0.13%
14 WELLS FARGO & COMPANY/MN 400 3,000 0.10%
15 AlphaMark Advisors, LLC 100 1,000 0.03%
16 BlackRock Investment Management, LLC 130 1,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.