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GLOBEIMMUNE INC
GLOBEIMMUNE INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 12 Institutional holders with a total value of $2,789,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BVF INC/IL 657,653 2,539,000 91.04%
2 Yellowstone Partners, LLC 19,331 75,000 2.69%
3 WOODSTOCK CORP 18,056 70,000 2.51%
4 VANGUARD GROUP INC 10,918 43,000 1.54%
5 BlackRock Institutional Trust Company, N.A. 6,045 23,000 0.82%
6 Walleye Trading LLC 3,400 13,000 0.47%
7 Tower Research Capital LLC (TRC) 1,862 7,000 0.25%
8 DEUTSCHE BANK AG\ 1,800 6,000 0.22%
9 BANK OF AMERICA CORP /DE/ 1,000 4,000 0.14%
10 UBS Group AG 1,084 4,000 0.14%
11 BlackRock Fund Advisors 661 3,000 0.11%
12 CITIGROUP INC 500 2,000 0.07%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.