| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Hartford Financial Management Inc. | 183,992 | 3,487,000 | 98.09% | ||
| 2 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,500 | 66,000 | 1.86% | ||
| 3 | UBS Group AG | 102 | 2,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
