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ARK ETF TR
ARK ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 6 Institutional holders with a total value of $4,999,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Hartford Financial Management Inc. 189,731 4,167,000 83.36%
2 JANE STREET GROUP, LLC 32,185 707,000 14.14%
3 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,300 94,000 1.88%
4 MSI Financial Services Inc 1,012 22,000 0.44%
5 ROYAL BANK OF CANADA 220 5,000 0.10%
6 GENEOS WEALTH MANAGEMENT INC. 200 4,000 0.08%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.