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ALIBABA GROUP HLDG LTD
ALIBABA GROUP HLDG LTD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 11 Institutional holders with a total value of $496,749,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Hudson Bay Capital Management LP 2,234,100 196,176,000 39.49% Put
2 JPMORGAN CHASE & CO 2,167,654 190,342,000 38.32% Put
3 Timber Hill LLC 535,900 47,057,000 9.47% Put
4 CMT CAPITAL MARKETS TRADING GMBH 217,700 19,116,000 3.85% Put
5 GROUP ONE TRADING LLC 194,500 17,079,000 3.44% Put
6 WHITEBOX ADVISORS LLC 122,500 10,757,000 2.17% Put
7 SG Americas Securities, LLC 2,085,000 5,700,000 1.15% Put
8 CMT Asset Management Ltd 51,900 4,557,000 0.92% Put
9 SIMPLEX TRADING, LLC 8,064 4,277,000 0.86% Put
10 Marathon Trading Investment Management LLC 14,800 1,300,000 0.26% Put
11 Daiwa Securities Group Inc. 3,500 388,000 0.08%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.