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ALIBABA GROUP HLDG LTD
ALIBABA GROUP HLDG LTD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 15 Institutional holders with a total value of $50,660,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Veritable, L.P. 355,104 31,551,000 62.28%
2 GMT CAPITAL CORP 60,000 5,331,000 10.52%
3 BLUESTEIN R H & CO LLC 52,000 4,620,000 9.12%
4 Guild Investment Management, Inc. 39,300 3,492,000 6.89%
5 Banyan Partners, LLC 19,948 1,772,000 3.50%
6 TOCQUEVILLE ASSET MANAGEMENT L.P. 8,825 784,000 1.55%
7 Geneva Advisors, LLC 5,975 531,000 1.05%
8 Ancora Advisors LLC 5,500 489,000 0.97%
9 ALTRINSIC GLOBAL ADVISORS LLC 5,000 444,000 0.88%
10 WILLIAMS JONES & ASSOCIATES LLC 4,200 373,000 0.74%
11 ROTHSCHILD INVESTMENT LLC /IL 4,000 355,000 0.70%
12 Hodges Capital Management Inc. 3,500 311,000 0.61%
13 RONALD BLUE & CO LLC 3,494 310,000 0.61%
14 SCHMIDT P J INVESTMENT MANAGEMENT INC 2,340 208,000 0.41%
15 MONETARY MANAGEMENT GROUP INC 1,000 89,000 0.18%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.