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ALIBABA GROUP HLDG LTD
ALIBABA GROUP HLDG LTD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 36 Institutional holders with a total value of $183,387,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Geneva Advisors, LLC 451,601 46,939,000 25.60%
2 WILLIAMS JONES & ASSOCIATES LLC 365,504 37,990,000 20.72%
3 Bollard Group LLC 161,405 16,776,000 9.15%
4 Veritable, L.P. 160,491 16,681,000 9.10%
5 BLUESTEIN R H & CO LLC 108,165 11,243,000 6.13%
6 AMERICAN NATIONAL INSURANCE CO 67,930 7,061,000 3.85%
7 TOCQUEVILLE ASSET MANAGEMENT L.P. 65,980 6,858,000 3.74%
8 Guild Investment Management, Inc. 64,050 6,657,000 3.63%
9 SVB WEALTH LLC 43,999 4,573,000 2.49%
10 Leonetti & Associates, LLC 38,100 3,960,000 2.16%
11 L & S Advisors Inc 36,158 3,758,000 2.05%
12 MITCHELL CAPITAL MANAGEMENT CO 30,860 3,208,000 1.75%
13 GMT CAPITAL CORP 31,200 2,772,000 1.51%
14 BECK MACK & OLIVER LLC 22,900 2,380,000 1.30%
15 ARS Investment Partners, LLC 19,835 2,062,000 1.12%
16 ROTHSCHILD INVESTMENT LLC /IL 15,400 1,601,000 0.87%
17 American National Registered Investment Advisor, Inc. 12,959 1,347,000 0.73%
18 UNITED CAPITAL FINANCIAL ADVISORS, LLC 11,785 1,225,000 0.67%
19 REYNOLDS CAPITAL MANAGEMENT LLC 10,500 1,091,000 0.59%
20 Legacy Capital Partners, Inc. 6,400 666,000 0.36%
21 Livingston Group Asset Management CO (operating as Southport Capital Management) 6,300 655,000 0.36%
22 Ancora Advisors LLC 5,929 616,000 0.34%
23 SHELTON CAPITAL MANAGEMENT 4,000 416,000 0.23%
24 HARTWELL J M LIMITED PARTNERSHIP 4,000 416,000 0.23%
25 RONALD BLUE & CO LLC 3,756 391,000 0.21%
26 Hodges Capital Management Inc. 3,700 385,000 0.21%
27 CITY NATIONAL BANK 3,602 374,000 0.20%
28 DUMONT & BLAKE INVESTMENT ADVISORS LLC 2,750 286,000 0.16%
29 Mengis Capital Management, Inc. 2,450 254,000 0.14%
30 SMITH HAYES Advisers, Inc 2,431 253,000 0.14%
31 Narwhal Capital Management 2,260 235,000 0.13%
32 MONETARY MANAGEMENT GROUP INC 1,600 166,000 0.09%
33 Crosspoint Capital Strategies, LLC 500 52,000 0.03%
34 Leisure Capital Management 200 21,000 0.01%
35 KINGS POINT CAPITAL MANAGEMENT 100 10,000 0.01%
36 Parasol Investment Management, LLC 90 9,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.