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NUVEEN DIVID ADVANTAGE MUN FD COM SH BEN INT
NUVEEN DIVID ADVANTAGE MUN FD COM SH BEN INT. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 61 Institutional holders with a total value of $142,323,274.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Karpus Management, Inc. 2,942,548 41,755,000 29.34%
2 WELLS FARGO & COMPANY/MN 1,586,198 22,508,000 15.81%
3 OAK HILL ADVISORS LP 966,996 13,722,000 9.64%
4 MACKAY SHIELDS LLC 584,300 8,291,000 5.83%
5 PARAMETRIC PORTFOLIO ASSOCIATES LLC 394,373 5,596,000 3.93%
6 MARINER INVESTMENT GROUP LLC 330,251 4,686,000 3.29%
7 UBS Group AG 275,034 3,903,000 2.74%
8 RIVERNORTH CAPITAL MANAGEMENT, LLC 255,186 3,621,000 2.54%
9 PNC FINANCIAL SERVICES GROUP, INC. 246,856 3,502,000 2.46%
10 GUGGENHEIM CAPITAL LLC 244,697 3,472,000 2.44%
11 Global Endowment Management, LP 214,700 3,046,000 2.14%
12 ROYAL BANK OF CANADA 210,318 2,984,000 2.10%
13 RAYMOND JAMES & ASSOCIATES 175,268 2,487,000 1.75%
14 MORGAN STANLEY 161,789 2,296,000 1.61%
15 MPAM CREDIT TRADING PARTNERS L.P. 129,765 1,841,000 1.29%
16 Peachtree Investment Advisors, Inc. 108,646 1,542,000 1.08%
17 CORNERSTONE ADVISORS INC 94,601 1,342,000 0.94%
18 AQR ARBITRAGE LLC 77,370 1,098,000 0.77%
19 Tortoise Investment Management, LLC 76,088 1,080,000 0.76%
20 Capital Investment Advisors, LLC 106,011 910,000 0.64%
21 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 63,271 897,000 0.63%
22 FIRST TRUST ADVISORS LP 58,060 824,000 0.58%
23 VICUS CAPITAL 56,955 808,000 0.57%
24 WOLVERINE ASSET MANAGEMENT LLC 55,601 788,000 0.55%
25 VAN ECK ASSOCIATES CORP 52,509 745,000 0.52%
26 LPL Financial LLC 50,907 720,000 0.51%
27 HighTower Advisors, LLC 50,164 712,000 0.50%
28 DOLIVER ADVISORS, LP 46,112 654,000 0.46%
29 Yellowstone Partners, LLC 41,199 585,000 0.41%
30 GOODWIN DANIEL L 39,315 558,000 0.39%
31 Advisors Asset Management, Inc. 37,588 533,000 0.37%
32 Invesco Ltd. 35,992 511,000 0.36%
33 Commonwealth Equity Services, Inc 30,719 436,000 0.31%
34 POINTE CAPITAL MANAGEMENT LLC 27,118 385,000 0.27%
35 Affiance Financial, LLC 27,065 384,000 0.27%
36 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 27,042 384,000 0.27%
37 Rehmann Capital Advisory Group 24,000 341,000 0.24%
38 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 17,505 248,000 0.17%
39 BANK OF AMERICA CORP /DE/ 16,411 233,000 0.16%
40 SIT INVESTMENT ASSOCIATES INC 15,663 222,000 0.16%
41 Point View Wealth Management, Inc. 14,706 209,000 0.15%
42 Horizon Kinetics LLC 14,172 201,000 0.14%
43 OPPENHEIMER & CO INC 13,561 192,000 0.13%
44 SUNTRUST BANKS INC 12,499 176,000 0.12%
45 STIFEL FINANCIAL CORP 11,031 157,000 0.11%
46 Pine River Capital Management L.P. 10,000 142,000 0.10%
47 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 8,900 126,000 0.09%
48 Creative Planning 6,900 98,000 0.07%
49 Thomas J. Herzfeld Advisors, Inc. 6,352 90,000 0.06%
50 AMERICAN INTERNATIONAL GROUP, INC. 4,600 65,274 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.