Dark
Light
System
Security
NUVEEN DIVID ADVANTAGE MUN FD COM SH BEN INT
NUVEEN DIVID ADVANTAGE MUN FD COM SH BEN INT. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 58 Institutional holders with a total value of $154,439,440.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Karpus Management, Inc. 3,237,773 46,494,000 30.11%
2 WELLS FARGO & COMPANY/MN 2,392,057 34,350,000 22.24%
3 OAK HILL ADVISORS LP 966,996 13,886,000 8.99%
4 PARAMETRIC PORTFOLIO ASSOCIATES LLC 436,375 6,266,000 4.06%
5 MACKAY SHIELDS LLC 391,532 5,622,000 3.64%
6 UBS Group AG 312,088 4,482,000 2.90%
7 MARINER INVESTMENT GROUP LLC 301,065 4,323,000 2.80%
8 RIVERNORTH CAPITAL MANAGEMENT, LLC 255,186 3,664,000 2.37%
9 PNC FINANCIAL SERVICES GROUP, INC. 244,399 3,509,000 2.27%
10 ROYAL BANK OF CANADA 208,812 2,999,000 1.94%
11 GUGGENHEIM CAPITAL LLC 179,618 2,580,000 1.67%
12 MORGAN STANLEY 164,909 2,368,000 1.53%
13 RAYMOND JAMES & ASSOCIATES 159,533 2,291,000 1.48%
14 Advisors Asset Management, Inc. 122,654 1,761,000 1.14%
15 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 106,981 1,534,000 0.99%
16 ROBINSON CAPITAL MANAGEMENT, LLC 98,436 1,414,000 0.92%
17 Laurion Capital Management LP 84,934 1,220,000 0.79%
18 HighTower Advisors, LLC 76,399 1,100,000 0.71%
19 Tortoise Investment Management, LLC 72,302 1,038,000 0.67%
20 VAN ECK ASSOCIATES CORP 71,051 1,020,000 0.66%
21 LPL Financial LLC 68,034 982,000 0.64%
22 Capital Investment Advisors, LLC 67,370 967,000 0.63%
23 FIRST TRUST ADVISORS LP 66,962 962,000 0.62%
24 VICUS CAPITAL 66,565 956,000 0.62%
25 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 59,578 856,000 0.55%
26 Global Endowment Management, LP 50,000 718,000 0.46%
27 Yellowstone Partners, LLC 43,369 623,000 0.40%
28 GOODWIN DANIEL L 39,315 565,000 0.37%
29 STIFEL FINANCIAL CORP 36,625 526,000 0.34%
30 Commonwealth Equity Services, Inc 32,084 461,000 0.30%
31 AQR ARBITRAGE LLC 28,689 412,000 0.27%
32 CORNERSTONE ADVISORS INC 28,453 409,000 0.26%
33 POINTE CAPITAL MANAGEMENT LLC 26,797 385,000 0.25%
34 Sterneck Capital Management, LLC 24,638 354,000 0.23%
35 Rehmann Capital Advisory Group 24,000 345,000 0.22%
36 OPPENHEIMER & CO INC 24,042 345,000 0.22%
37 FineMark National Bank & Trust 21,000 302,000 0.20%
38 Cambridge Investment Research Advisors, Inc. 20,241 291,000 0.19%
39 BANK OF AMERICA CORP /DE/ 18,383 264,000 0.17%
40 Raymond James Financial Services Advisors, Inc. 17,089 245,000 0.16%
41 Affiance Financial, LLC 16,890 243,000 0.16%
42 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 16,155 232,000 0.15%
43 Point View Wealth Management, Inc. 14,718 211,000 0.14%
44 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 9,028 130,000 0.08%
45 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,297 105,000 0.07%
46 Creative Planning 6,900 99,000 0.06%
47 Thomas J. Herzfeld Advisors, Inc. 6,352 91,000 0.06%
48 WOLVERINE ASSET MANAGEMENT LLC 5,909 84,000 0.05%
49 AMERICAN INTERNATIONAL GROUP, INC. 4,600 66,000 0.04%
50 MSI Financial Services Inc 4,046 58,000 0.04%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.