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NUVEEN DIV QLTY MUNI FD 3
NUVEEN DIV QLTY MUNI FD 3 . Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 60 Institutional holders with a total value of $143,483,874.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Orion Porfolio Solutions, LLC 3 0 0.00%
2 Tower Research Capital LLC (TRC) 133 2,000 0.00%
3 NORTHERN TRUST CORP 31,097 4,000 0.00%
4 US BANCORP \DE\ 700 9,000 0.01%
5 NEXT Financial Group, Inc 1,046 14,000 0.01%
6 Windsor Capital Management, LLC 1,250 16,000 0.01%
7 Brick & Kyle, Associates 1,420 19,000 0.01%
8 Donald L. Hagan, LLC 1,500 20,000 0.01%
9 MSI Financial Services Inc 1,961 27,000 0.02%
10 Carnick & Kubik, LLC 2,333 31,634 0.02%
11 DEUTSCHE BANK AG\ 3,390 45,000 0.03%
12 RISK PARADIGM GROUP, LLC 4,000 54,240 0.04%
13 AMERICAN INTERNATIONAL GROUP, INC. 4,600 62,000 0.04%
14 Thomas J. Herzfeld Advisors, Inc. 6,352 86,000 0.06%
15 Creative Planning 6,900 94,000 0.07%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,094 96,000 0.07%
17 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 8,984 122,000 0.09%
18 Invesco Ltd. 10,179 138,000 0.10%
19 STIFEL FINANCIAL CORP 10,979 149,000 0.10%
20 Laurion Capital Management LP 12,472 169,000 0.12%
21 Cambridge Investment Research Advisors, Inc. 13,349 181,000 0.13%
22 OPPENHEIMER & CO INC 14,092 191,000 0.13%
23 Point View Wealth Management, Inc. 14,718 200,000 0.14%
24 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 16,155 219,000 0.15%
25 Affiance Financial, LLC 16,890 229,000 0.16%
26 Raymond James Financial Services Advisors, Inc. 17,089 232,000 0.16%
27 BANK OF AMERICA CORP /DE/ 21,334 290,000 0.20%
28 Rehmann Capital Advisory Group 24,000 325,000 0.23%
29 POINTE CAPITAL MANAGEMENT LLC 27,330 371,000 0.26%
30 Peachtree Investment Advisors, Inc. 28,064 381,000 0.27%
31 Commonwealth Equity Services, Inc 32,084 435,000 0.30%
32 LPL Financial LLC 33,992 462,000 0.32%
33 AQR ARBITRAGE LLC 37,000 502,000 0.35%
34 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 38,143 517,000 0.36%
35 GOODWIN DANIEL L 39,315 533,000 0.37%
36 Yellowstone Partners, LLC 43,369 588,000 0.41%
37 CORNERSTONE ADVISORS INC 47,804 648,000 0.45%
38 Global Endowment Management, LP 50,000 678,000 0.47%
39 VAN ECK ASSOCIATES CORP 58,109 788,000 0.55%
40 VICUS CAPITAL 60,265 817,000 0.57%
41 Capital Investment Advisors, LLC 66,467 901,000 0.63%
42 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 67,646 919,000 0.64%
43 Tortoise Investment Management, LLC 70,467 956,000 0.67%
44 FIRST TRUST ADVISORS LP 74,661 1,012,000 0.71%
45 HighTower Advisors, LLC 83,242 1,128,000 0.79%
46 MPAM CREDIT TRADING PARTNERS L.P. 106,202 1,440,000 1.00%
47 GUGGENHEIM CAPITAL LLC 108,637 1,473,000 1.03%
48 Advisors Asset Management, Inc. 124,352 1,686,000 1.18%
49 MORGAN STANLEY 158,324 2,147,000 1.50%
50 RAYMOND JAMES & ASSOCIATES 176,601 2,395,000 1.67%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.