| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 2,302,061 | 24,148,000 | 15.20% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,417,093 | 14,865,000 | 9.36% | ||
| 3 | PRIVATE MANAGEMENT GROUP INC | 1,220,428 | 12,802,000 | 8.06% | ||
| 4 | Karpus Management, Inc. | 1,186,701 | 12,448,000 | 7.84% | ||
| 5 | MORGAN STANLEY | 1,057,436 | 11,092,000 | 6.98% | ||
| 6 | LAZARD ASSET MANAGEMENT LLC | 887,885 | 9,313,000 | 5.86% | PRN | |
| 7 | Invesco Ltd. | 863,886 | 9,062,000 | 5.70% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 774,714 | 8,126,000 | 5.12% | ||
| 9 | 1607 Capital Partners, LLC | 754,847 | 7,918,000 | 4.98% | ||
| 10 | Bulldog Investors, LLP | 511,732 | 5,368,000 | 3.38% | ||
| 11 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 505,532 | 5,303,000 | 3.34% | ||
| 12 | UBS AG | 487,110 | 5,110,000 | 3.22% | ||
| 13 | RAYMOND JAMES & ASSOCIATES | 477,413 | 5,008,000 | 3.15% | ||
| 14 | CITIGROUP INC | 346,141 | 3,630,000 | 2.29% | ||
| 15 | CORNERSTONE ADVISORS INC | 261,948 | 2,748,000 | 1.73% | ||
| 16 | Raymond James Financial Services Advisors, Inc. | 249,482 | 2,617,000 | 1.65% | ||
| 17 | GEODE CAPITAL MANAGEMENT, LLC | 233,741 | 2,451,000 | 1.54% | PRN | |
| 18 | TFS CAPITAL LLC | 152,155 | 1,596,000 | 1.00% | ||
| 19 | Thomas J. Herzfeld Advisors, Inc. | 136,563 | 1,433,000 | 0.90% | ||
| 20 | Index Management Solutions, LLC | 119,979 | 1,259,000 | 0.79% | ||
| 21 | SENTINEL TRUST CO LBA | 117,419 | 1,232,000 | 0.78% | ||
| 22 | HighTower Advisors, LLC | 109,528 | 1,149,000 | 0.72% | ||
| 23 | DOLIVER ADVISORS, LP | 108,450 | 1,138,000 | 0.72% | ||
| 24 | LPL Financial LLC | 99,745 | 1,046,000 | 0.66% | ||
| 25 | ROYAL BANK OF CANADA | 80,488 | 845,000 | 0.53% | ||
| 26 | OPTIMUM INVESTMENT ADVISORS | 78,675 | 825,000 | 0.52% | ||
| 27 | KAYNE ANDERSON CAPITAL ADVISORS LP | 75,264 | 790,000 | 0.50% | ||
| 28 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 57,472 | 603,000 | 0.38% | ||
| 29 | GUGGENHEIM CAPITAL LLC | 52,302 | 548,000 | 0.34% | ||
| 30 | Saba Capital Management, L.P. | 42,096 | 442,000 | 0.28% | ||
| 31 | MSI Financial Services Inc | 41,724 | 438,000 | 0.28% | ||
| 32 | OPPENHEIMER & CO INC | 34,638 | 363,000 | 0.23% | ||
| 33 | Advisors Asset Management, Inc. | 32,889 | 345,000 | 0.22% | ||
| 34 | GOULD ASSET MANAGEMENT LLC /CA/ | 26,520 | 278,000 | 0.18% | ||
| 35 | SHEPHERD KAPLAN KROCHUK, LLC | 22,160 | 232,000 | 0.15% | ||
| 36 | Relative Value Partners, LLC | 21,584 | 226,000 | 0.14% | ||
| 37 | RAYMOND JAMES TRUST N.A. | 20,310 | 213,000 | 0.13% | ||
| 38 | First Allied Advisory Services, Inc. | 19,370 | 204,000 | 0.13% | ||
| 39 | STIFEL FINANCIAL CORP | 18,355 | 193,000 | 0.12% | ||
| 40 | NEW ENGLAND SECURITIES CORP /MA/ | 15,993 | 168,000 | 0.11% | ||
| 41 | GOLDMAN SACHS GROUP INC | 15,217 | 160,000 | 0.10% | ||
| 42 | Cambridge Investment Research Advisors, Inc. | 14,146 | 148,000 | 0.09% | ||
| 43 | KMS FINANCIAL SERVICES, INC | 13,680 | 144,000 | 0.09% | ||
| 44 | KARPAS STRATEGIES, LLC | 12,750 | 134,000 | 0.08% | ||
| 45 | Janney Montgomery Scott LLC | 11,118 | 116,628 | 0.07% | ||
| 46 | PINNACLE ASSOCIATES LTD | 10,673 | 112,000 | 0.07% | ||
| 47 | Placemark Investments, Inc. | 10,522 | 110,000 | 0.07% | ||
| 48 | Gary Goldberg Planning Services Inc | 8,555 | 90,000 | 0.06% | ||
| 49 | BARCLAYS PLC | 7,277 | 73,000 | 0.05% | ||
| 50 | DEUTSCHE BANK AG\ | 6,346 | 66,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
