| 1 |
Bulldog Investors, LLP |
2,989,268 |
33,569,000 |
18.34% |
|
|
| 2 |
WELLS FARGO & COMPANY/MN |
2,004,457 |
22,510,000 |
12.30% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
1,401,963 |
15,744,000 |
8.60% |
|
|
| 4 |
PRIVATE MANAGEMENT GROUP INC |
1,218,018 |
13,678,000 |
7.47% |
|
|
| 5 |
UBS AG |
1,178,291 |
13,233,000 |
7.23% |
|
|
| 6 |
MORGAN STANLEY |
1,132,840 |
12,721,000 |
6.95% |
|
|
| 7 |
Weiss Asset Management LP |
855,806 |
9,611,000 |
5.25% |
|
|
| 8 |
BANK OF AMERICA CORP /DE/ |
766,708 |
8,610,000 |
4.70% |
|
|
| 9 |
Invesco Ltd. |
748,468 |
8,406,000 |
4.59% |
|
|
| 10 |
LAZARD ASSET MANAGEMENT LLC |
598,325 |
6,719,000 |
3.67% |
|
PRN |
| 11 |
RAYMOND JAMES & ASSOCIATES |
538,349 |
6,046,000 |
3.30% |
|
|
| 12 |
1607 Capital Partners, LLC |
485,578 |
5,453,000 |
2.98% |
|
|
| 13 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
406,294 |
4,563,000 |
2.49% |
|
|
| 14 |
Raymond James Financial Services Advisors, Inc. |
272,328 |
3,058,000 |
1.67% |
|
|
| 15 |
Index Management Solutions, LLC |
235,209 |
2,641,000 |
1.44% |
|
|
| 16 |
MARINER INVESTMENT GROUP LLC |
191,640 |
2,152,000 |
1.18% |
|
|
| 17 |
CORNERSTONE ADVISORS INC |
130,402 |
1,464,000 |
0.80% |
|
|
| 18 |
United Asset Strategies, Inc. |
117,119 |
1,315,000 |
0.72% |
|
|
| 19 |
CITIGROUP INC |
99,613 |
1,119,000 |
0.61% |
|
|
| 20 |
HighTower Advisors, LLC |
90,428 |
1,016,000 |
0.55% |
|
|
| 21 |
Grantham, Mayo, Van Otterloo & Co. LLC |
90,000 |
1,011,000 |
0.55% |
|
|
| 22 |
LPL Financial LLC |
84,498 |
949,000 |
0.52% |
|
|
| 23 |
OPTIMUM INVESTMENT ADVISORS |
82,266 |
924,000 |
0.50% |
|
|
| 24 |
ROYAL BANK OF CANADA |
75,446 |
847,000 |
0.46% |
|
|
| 25 |
KAYNE ANDERSON CAPITAL ADVISORS LP |
75,264 |
845,000 |
0.46% |
|
|
| 26 |
BNP PARIBAS FINANCIAL MARKETS |
53,750 |
603,613 |
0.33% |
|
|
| 27 |
Thomas J. Herzfeld Advisors, Inc. |
46,576 |
523,000 |
0.29% |
|
|
| 28 |
MSI Financial Services Inc |
32,197 |
362,000 |
0.20% |
|
|
| 29 |
GOULD ASSET MANAGEMENT LLC /CA/ |
31,045 |
349,000 |
0.19% |
|
|
| 30 |
Advisors Asset Management, Inc. |
30,798 |
346,000 |
0.19% |
|
|
| 31 |
GUGGENHEIM CAPITAL LLC |
30,131 |
338,000 |
0.18% |
|
|
| 32 |
STIFEL FINANCIAL CORP |
25,064 |
281,000 |
0.15% |
|
|
| 33 |
RAYMOND JAMES TRUST N.A. |
22,448 |
252,000 |
0.14% |
|
|
| 34 |
SHEPHERD KAPLAN KROCHUK, LLC |
22,160 |
249,000 |
0.14% |
|
|
| 35 |
First Allied Advisory Services, Inc. |
18,980 |
213,000 |
0.12% |
|
|
| 36 |
NEW ENGLAND SECURITIES CORP /MA/ |
16,923 |
190,000 |
0.10% |
|
|
| 37 |
Cambridge Investment Research Advisors, Inc. |
14,167 |
159,000 |
0.09% |
|
|
| 38 |
GOLDMAN SACHS GROUP INC |
13,399 |
150,000 |
0.08% |
|
|
| 39 |
KARPAS STRATEGIES, LLC |
12,750 |
143,000 |
0.08% |
|
|
| 40 |
Nationwide Fund Advisors |
12,625 |
142,000 |
0.08% |
|
|
| 41 |
Janney Montgomery Scott LLC |
11,118 |
124,855 |
0.07% |
|
|
| 42 |
PINNACLE ASSOCIATES LTD |
10,673 |
120,000 |
0.07% |
|
|
| 43 |
Gary Goldberg Planning Services Inc |
8,555 |
96,000 |
0.05% |
|
|
| 44 |
DEUTSCHE BANK AG\ |
6,080 |
68,000 |
0.04% |
|
|
| 45 |
B. Riley Wealth Advisors, Inc. |
5,222 |
58,642 |
0.03% |
|
|
| 46 |
Tower Research Capital LLC (TRC) |
3,280 |
37,000 |
0.02% |
|
|
| 47 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,346 |
15,000 |
0.01% |
|
|
| 48 |
Partnervest Advisory Services LLC |
1,100 |
12,000 |
0.01% |
|
|
| 49 |
MEEDER ASSET MANAGEMENT INC |
1,000 |
11,000 |
0.01% |
|
|
| 50 |
SIGNATUREFD, LLC |
677 |
8,000 |
0.00% |
|
|
