| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 3,032,239 | 48,729,000 | 14.92% | ||
| 2 | UBS Group AG | 2,283,458 | 36,695,000 | 11.24% | ||
| 3 | MORGAN STANLEY | 1,750,427 | 28,129,000 | 8.61% | ||
| 4 | Karpus Management, Inc. | 1,259,126 | 20,234,000 | 6.20% | ||
| 5 | MACKAY SHIELDS LLC | 1,130,278 | 18,164,000 | 5.56% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 874,468 | 14,053,000 | 4.30% | ||
| 7 | Advisors Asset Management, Inc. | 658,206 | 10,577,000 | 3.24% | ||
| 8 | LPL Financial LLC | 598,833 | 9,509,000 | 2.91% | ||
| 9 | VAN ECK ASSOCIATES CORP | 582,317 | 9,358,000 | 2.87% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 452,158 | 7,266,000 | 2.23% | ||
| 11 | ROBINSON CAPITAL MANAGEMENT, LLC | 375,504 | 6,034,000 | 1.85% | ||
| 12 | Oxbow Advisors, LLC | 298,844 | 4,802,000 | 1.47% | ||
| 13 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 291,263 | 4,681,000 | 1.43% | ||
| 14 | GOODWIN DANIEL L | 274,583 | 4,412,000 | 1.35% | ||
| 15 | Capital Investment Advisors, LLC | 235,399 | 3,783,000 | 1.16% | ||
| 16 | ROYAL BANK OF CANADA | 229,675 | 3,690,000 | 1.13% | ||
| 17 | Commonwealth Equity Services, Inc | 228,579 | 3,673,000 | 1.12% | ||
| 18 | BANK OF AMERICA CORP /DE/ | 218,662 | 3,513,000 | 1.08% | ||
| 19 | Creative Planning | 211,679 | 3,402,000 | 1.04% | ||
| 20 | STIFEL FINANCIAL CORP | 205,954 | 3,321,000 | 1.02% | ||
| 21 | Fiera Capital Corp | 193,023 | 3,102,000 | 0.95% | ||
| 22 | VICUS CAPITAL | 190,536 | 3,062,000 | 0.94% | ||
| 23 | Raymond James Financial Services Advisors, Inc. | 188,156 | 3,024,000 | 0.93% | ||
| 24 | ASSOCIATED BANC-CORP | 180,717 | 2,904,000 | 0.89% | ||
| 25 | HighTower Advisors, LLC | 169,968 | 2,732,000 | 0.84% | ||
| 26 | Silver Lake Advisory, LLC | 164,520 | 2,644,000 | 0.81% | ||
| 27 | UNITED SERVICES AUTOMOBILE ASSOCIATION | 134,502 | 2,161,000 | 0.66% | ||
| 28 | ADVISOR GROUP, INC. | 130,575 | 2,098,000 | 0.64% | ||
| 29 | PINNACLE ASSOCIATES LTD | 129,405 | 2,080,000 | 0.64% | ||
| 30 | SIT INVESTMENT ASSOCIATES INC | 122,098 | 1,962,000 | 0.60% | ||
| 31 | Invesco Ltd. | 119,191 | 1,915,000 | 0.59% | ||
| 32 | Cambridge Investment Research Advisors, Inc. | 115,821 | 1,861,000 | 0.57% | ||
| 33 | IFP ADVISORS, INC | 115,178 | 1,851,000 | 0.57% | ||
| 34 | PNC FINANCIAL SERVICES GROUP, INC. | 107,968 | 1,734,000 | 0.53% | ||
| 35 | COHEN & STEERS, INC. | 107,001 | 1,720,000 | 0.53% | ||
| 36 | TELEMUS CAPITAL, LLC | 100,370 | 1,613,000 | 0.49% | ||
| 37 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 100,362 | 1,612,000 | 0.49% | ||
| 38 | Yellowstone Partners, LLC | 97,595 | 1,568,000 | 0.48% | ||
| 39 | Tradewinds Capital Management, LLC | 87,469 | 1,406,000 | 0.43% | ||
| 40 | Koshinski Asset Management, Inc. | 84,009 | 1,350,000 | 0.41% | ||
| 41 | Tortoise Investment Management, LLC | 78,053 | 1,254,000 | 0.38% | ||
| 42 | FIRST TRUST ADVISORS LP | 77,761 | 1,250,000 | 0.38% | ||
| 43 | RELATIVE VALUE PARTNERS GROUP, LLC | 72,022 | 1,157,000 | 0.35% | ||
| 44 | IBEX WEALTH ADVISORS | 70,522 | 1,134,000 | 0.35% | ||
| 45 | Brick & Kyle, Associates | 68,161 | 1,095,000 | 0.34% | ||
| 46 | Sequoia Financial Advisors, LLC | 67,098 | 1,078,000 | 0.33% | ||
| 47 | NATIONAL PLANNING CORP | 69,861 | 1,049,000 | 0.32% | ||
| 48 | St. James Investment Company, LLC | 55,034 | 884,000 | 0.27% | ||
| 49 | DAVENPORT & Co LLC | 53,873 | 865,738 | 0.27% | ||
| 50 | Horizon Kinetics LLC | 51,141 | 822,000 | 0.25% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
