| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 977,279 | 13,848,000 | 53.57% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 269,334 | 3,816,000 | 14.76% | ||
| 3 | WELLS FARGO & COMPANY/MN | 242,567 | 3,437,000 | 13.29% | ||
| 4 | UBS Group AG | 108,156 | 1,532,000 | 5.93% | ||
| 5 | CLOUGH CAPITAL PARTNERS L P | 32,900 | 466,000 | 1.80% | ||
| 6 | Invesco Ltd. | 32,524 | 461,000 | 1.78% | ||
| 7 | Virtu KCG Holdings LLC | 26,948 | 382,000 | 1.48% | ||
| 8 | Investors Capital Advisory Services | 21,000 | 297,000 | 1.15% | ||
| 9 | Thomas J. Herzfeld Advisors, Inc. | 20,600 | 292,000 | 1.13% | ||
| 10 | WEDBUSH SECURITIES INC | 17,487 | 248,000 | 0.96% | ||
| 11 | OPPENHEIMER & CO INC | 16,950 | 241,000 | 0.93% | ||
| 12 | WOLVERINE ASSET MANAGEMENT LLC | 11,542 | 163,000 | 0.63% | ||
| 13 | BROWN BROTHERS HARRIMAN & CO | 10,000 | 142,000 | 0.55% | ||
| 14 | PNC FINANCIAL SERVICES GROUP, INC. | 10,000 | 142,000 | 0.55% | ||
| 15 | BLAIR WILLIAM & CO/IL | 10,000 | 141,000 | 0.55% | ||
| 16 | ROYAL BANK OF CANADA | 5,683 | 80,000 | 0.31% | ||
| 17 | FIFTH THIRD BANCORP | 4,000 | 57,000 | 0.22% | ||
| 18 | SIGNATUREFD, LLC | 3,500 | 50,000 | 0.19% | ||
| 19 | WESTPORT RESOURCES MANAGEMENT INC | 2,500 | 35,000 | 0.14% | ||
| 20 | Catalyst Capital Advisors LLC | 1,015 | 14,000 | 0.05% | ||
| 21 | CITIGROUP INC | 580 | 8,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
