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DUFF & PHELPS SLCT ENGY MLP FD COM
DUFF & PHELPS SLCT ENGY MLP FD COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 23 Institutional holders with a total value of $7,139,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 429,470 2,333,000 32.68%
2 GUGGENHEIM CAPITAL LLC 176,850 960,000 13.45%
3 Koshinski Asset Management, Inc. 139,548 758,000 10.62%
4 WELLS FARGO & COMPANY/MN 137,627 747,000 10.46%
5 Horizon Kinetics LLC 82,330 447,000 6.26%
6 Invesco Ltd. 68,362 371,000 5.20%
7 SIT INVESTMENT ASSOCIATES INC 65,729 357,000 5.00%
8 First Allied Advisory Services, Inc. 55,730 303,000 4.24%
9 Raymond James Financial Services Advisors, Inc. 23,938 130,000 1.82%
10 UBS Group AG 18,880 103,000 1.44%
11 LPL Financial LLC 19,650 97,000 1.36%
12 DOLIVER ADVISORS, LP 17,644 96,000 1.34%
13 Virtu KCG Holdings LLC 14,431 78,000 1.09%
14 OPPENHEIMER & CO INC 10,900 59,000 0.83%
15 RAYMOND JAMES & ASSOCIATES 10,100 55,000 0.77%
16 Thomas J. Herzfeld Advisors, Inc. 10,000 54,000 0.76%
17 BAIRD FINANCIAL GROUP, INC. 10,000 54,000 0.76%
18 MOSAIC FAMILY WEALTH, LLC 6,463 35,000 0.49%
19 NEXT Financial Group, Inc 6,000 32,000 0.45%
20 ROYAL BANK OF CANADA 5,915 32,000 0.45%
21 CITIGROUP INC 5,371 29,000 0.41%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,250 7,000 0.10%
23 AMERICAN INTERNATIONAL GROUP, INC. 363 2,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.