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DUFF & PHELPS SLCT ENGY MLP FD COM
DUFF & PHELPS SLCT ENGY MLP FD COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 22 Institutional holders with a total value of $9,285,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ACROSPIRE INVESTMENT MANAGEMENT LLC 100 1,000 0.01%
2 ADVISOR GROUP, INC. 363 2,000 0.02%
3 CITIGROUP INC 580 5,000 0.05%
4 US BANCORP \DE\ 750 6,000 0.06%
5 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,250 10,000 0.11%
6 PNC FINANCIAL SERVICES GROUP, INC. 3,000 24,000 0.26%
7 ROYAL BANK OF CANADA 5,913 47,000 0.51%
8 MOSAIC FAMILY WEALTH, LLC 6,059 48,000 0.52%
9 BAIRD FINANCIAL GROUP, INC. 10,000 79,000 0.85%
10 DOLIVER ADVISORS, LP 10,366 81,000 0.87%
11 RAYMOND JAMES & ASSOCIATES 10,700 84,000 0.90%
12 First Allied Advisory Services, Inc. 11,950 94,000 1.01%
13 UBS Group AG 14,622 116,000 1.25%
14 Raymond James Financial Services Advisors, Inc. 15,000 118,000 1.27%
15 THOMPSON DAVIS & CO., INC. 48,585 383,000 4.12%
16 Horizon Kinetics LLC 49,373 389,000 4.19%
17 Invesco Ltd. 66,235 522,000 5.62%
18 Cetera Advisor Networks LLC 87,598 697,000 7.51%
19 WELLS FARGO & COMPANY/MN 115,485 910,000 9.80%
20 Koshinski Asset Management, Inc. 134,848 1,063,000 11.45%
21 GUGGENHEIM CAPITAL LLC 156,711 1,235,000 13.30%
22 MORGAN STANLEY 427,797 3,371,000 36.31%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.