| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Tortoise Investment Management, LLC | 691,774 | 9,041,000 | 61.95% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 154,705 | 2,013,000 | 13.79% | ||
| 3 | 683 Capital Management, LLC | 83,750 | 1,095,000 | 7.50% | ||
| 4 | DOLIVER ADVISORS, LP | 35,449 | 463,000 | 3.17% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 25,817 | 338,000 | 2.32% | ||
| 6 | MORGAN STANLEY | 25,139 | 328,000 | 2.25% | ||
| 7 | WELLS FARGO & COMPANY/MN | 24,426 | 319,000 | 2.19% | ||
| 8 | Horizon Kinetics LLC | 20,548 | 269,000 | 1.84% | ||
| 9 | Invesco Ltd. | 16,056 | 210,000 | 1.44% | ||
| 10 | GOLDMAN SACHS GROUP INC | 14,659 | 192,000 | 1.32% | ||
| 11 | UBS AG | 8,114 | 106,000 | 0.73% | ||
| 12 | WOLVERINE ASSET MANAGEMENT LLC | 7,785 | 101,000 | 0.69% | ||
| 13 | ROYAL BANK OF CANADA | 3,387 | 44,000 | 0.30% | ||
| 14 | PRENTISS SMITH & CO INC | 2,820 | 37,000 | 0.25% | ||
| 15 | AMERICAN INTERNATIONAL GROUP, INC. | 1,325 | 17,318 | 0.12% | ||
| 16 | CITIGROUP INC | 1,237 | 16,000 | 0.11% | ||
| 17 | ARROW FINANCIAL CORP | 360 | 5,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
