| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Tortoise Investment Management, LLC | 725,394 | 9,764,000 | 59.11% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 156,759 | 2,117,000 | 12.82% | ||
| 3 | 683 Capital Management, LLC | 83,750 | 1,127,000 | 6.82% | ||
| 4 | WELLS FARGO & COMPANY/MN | 40,822 | 549,000 | 3.32% | ||
| 5 | DOLIVER ADVISORS, LP | 32,012 | 431,000 | 2.61% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 31,915 | 429,000 | 2.60% | ||
| 7 | LAZARD ASSET MANAGEMENT LLC | 30,100 | 406,000 | 2.46% | PRN | |
| 8 | MORGAN STANLEY | 25,094 | 338,000 | 2.05% | ||
| 9 | Horizon Kinetics LLC | 19,841 | 267,000 | 1.62% | ||
| 10 | Karpus Management, Inc. | 15,094 | 203,000 | 1.23% | ||
| 11 | Invesco Ltd. | 14,831 | 200,000 | 1.21% | ||
| 12 | GOLDMAN SACHS GROUP INC | 14,659 | 197,000 | 1.19% | ||
| 13 | WOLVERINE ASSET MANAGEMENT LLC | 12,641 | 170,000 | 1.03% | ||
| 14 | UBS AG | 9,419 | 127,000 | 0.77% | ||
| 15 | CITIGROUP INC | 6,475 | 87,000 | 0.53% | ||
| 16 | ROYAL BANK OF CANADA | 3,387 | 46,000 | 0.28% | ||
| 17 | PRENTISS SMITH & CO INC | 2,820 | 38,000 | 0.23% | ||
| 18 | AMERICAN INTERNATIONAL GROUP, INC. | 1,325 | 17,835 | 0.11% | ||
| 19 | ARROW FINANCIAL CORP | 360 | 5,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
