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NUVEEN PENNSYLVANIA QLT MUN
NUVEEN PENNSYLVANIA QLT MUN. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 54 Institutional holders with a total value of $43,726,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MACKAY SHIELDS LLC 600,119 7,874,000 18.01%
2 BANK OF AMERICA CORP /DE/ 346,887 4,551,000 10.41%
3 PNC FINANCIAL SERVICES GROUP, INC. 258,831 3,396,000 7.77%
4 MORGAN STANLEY 253,939 3,332,000 7.62%
5 McGowan Group Asset Management, Inc. 210,419 2,761,000 6.31%
6 Karpus Management, Inc. 161,811 2,123,000 4.86%
7 Samson Capital Advisors LLC 153,841 2,018,000 4.62%
8 WELLS FARGO & COMPANY/MN 139,766 1,834,000 4.19%
9 Janney Montgomery Scott LLC 106,089 1,392,000 3.18%
10 RAYMOND JAMES & ASSOCIATES 98,800 1,296,000 2.96%
11 LPL Financial LLC 79,366 1,040,000 2.38%
12 AQR ARBITRAGE LLC 78,515 1,030,000 2.36%
13 HighVista Strategies LLC 72,268 948,000 2.17%
14 WOLVERINE ASSET MANAGEMENT LLC 63,992 839,000 1.92%
15 Raymond James Financial Services Advisors, Inc. 58,254 764,000 1.75%
16 Brick & Kyle, Associates 57,257 751,000 1.72%
17 ROYAL BANK OF CANADA 54,057 709,000 1.62%
18 SIT INVESTMENT ASSOCIATES INC 52,779 692,000 1.58%
19 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 52,625 690,000 1.58%
20 MARINER INVESTMENT GROUP LLC 44,106 579,000 1.32%
21 DEUTSCHE BANK AG\ 44,084 578,000 1.32%
22 Wilmington Savings Fund Society, FSB 29,434 386,000 0.88%
23 Kavar Capital Partners, LLC 27,000 354,000 0.81%
24 TFS CAPITAL LLC 26,459 347,000 0.79%
25 Bank of New York Mellon Corp 25,970 341,000 0.78%
26 M&T BANK CORP 25,002 328,000 0.75%
27 Hudock, Inc. 21,969 288,000 0.66%
28 WealthTrust Axiom LLC 21,259 278,000 0.64%
29 Laurion Capital Management LP 21,017 276,000 0.63%
30 Point View Wealth Management, Inc. 16,001 210,000 0.48%
31 Curi Capital, LLC 15,946 209,000 0.48%
32 STIFEL FINANCIAL CORP 13,615 178,000 0.41%
33 CREDIT SUISSE AG/ 12,731 167,000 0.38%
34 Private Advisor Group, LLC 11,249 148,000 0.34%
35 Commonwealth Equity Services, Inc 10,826 142,000 0.32%
36 Traynor Capital Management, Inc. 10,883 142,000 0.32%
37 UBS Group AG 10,556 139,000 0.32%
38 HORAN CAPITAL MANAGEMENT 9,407 123,000 0.28%
39 AMERICAN INTERNATIONAL GROUP, INC. 7,476 98,000 0.22%
40 US BANCORP \DE\ 7,390 97,000 0.22%
41 MSI Financial Services Inc 6,083 80,000 0.18%
42 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,328 57,000 0.13%
43 American Research & Management Co. 2,294 30,000 0.07%
44 CITIGROUP INC 1,629 21,000 0.05%
45 Bartlett & Co. LLC 1,475 19,000 0.04%
46 Vantage Investment Advisors, LLC 1,439 19,000 0.04%
47 Lehman Financial Resources, Inc. 1,439 18,000 0.04%
48 CAPTRUST FINANCIAL ADVISORS 984 13,000 0.03%
49 NEXT Financial Group, Inc 500 6,000 0.01%
50 FIRST MANHATTAN CO. LLC. 525 6,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.