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NUVEEN PENNSYLVANIA QLT MUN
NUVEEN PENNSYLVANIA QLT MUN. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 57 Institutional holders with a total value of $41,510,623.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MACKAY SHIELDS LLC 563,000 7,364,000 17.74%
2 WELLS FARGO & COMPANY/MN 387,918 5,074,000 12.22%
3 BANK OF AMERICA CORP /DE/ 294,912 3,857,000 9.29%
4 MORGAN STANLEY 229,604 3,003,000 7.23%
5 Laurion Capital Management LP 222,166 2,906,000 7.00%
6 Fiera Capital Corp 214,913 2,811,000 6.77%
7 PNC FINANCIAL SERVICES GROUP, INC. 149,699 1,958,000 4.72%
8 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 119,831 1,567,000 3.77%
9 RAYMOND JAMES & ASSOCIATES 95,425 1,248,000 3.01%
10 Raymond James Financial Services Advisors, Inc. 80,734 1,056,000 2.54%
11 LPL Financial LLC 69,285 906,000 2.18%
12 ROYAL BANK OF CANADA 58,004 759,000 1.83%
13 Brick & Kyle, Associates 54,991 719,000 1.73%
14 SIT INVESTMENT ASSOCIATES INC 52,779 690,000 1.66%
15 STIFEL FINANCIAL CORP 38,123 501,000 1.21%
16 Private Advisor Group, LLC 34,027 449,000 1.08%
17 Virtu KCG Holdings LLC 33,187 434,000 1.05%
18 Curi Capital, LLC 32,677 427,000 1.03%
19 Kavar Capital Partners, LLC 32,000 419,000 1.01%
20 Wilmington Savings Fund Society, FSB 30,333 397,000 0.96%
21 Janney Montgomery Scott LLC 28,504 373,000 0.90%
22 M&T BANK CORP 25,385 332,000 0.80%
23 UBS Group AG 23,131 303,000 0.73%
24 TFS CAPITAL LLC 22,702 297,000 0.72%
25 WealthTrust Axiom LLC 20,896 273,000 0.66%
26 HOWLAND CAPITAL MANAGEMENT LLC 19,680 257,000 0.62%
27 Bank of New York Mellon Corp 19,106 250,000 0.60%
28 GUYASUTA INVESTMENT ADVISORS INC 16,806 220,000 0.53% PRN
29 Point View Wealth Management, Inc. 16,456 215,000 0.52%
30 Squarepoint Ops LLC 15,200 199,000 0.48%
31 Hudock, Inc. 15,165 198,000 0.48%
32 SG Americas Securities, LLC 15,148 198,000 0.48%
33 Commonwealth Equity Services, Inc 14,208 186,000 0.45%
34 DOMANI WEALTH, LLC 13,000 170,000 0.41%
35 DOLIVER ADVISORS, LP 12,214 160,000 0.39%
36 Weiss Asset Management LP 11,917 156,000 0.38%
37 Cambridge Investment Research Advisors, Inc. 11,208 147,000 0.35%
38 Creative Planning 10,000 131,000 0.32%
39 SEVENBRIDGE FINANCIAL GROUP, LLC 8,310 118,000 0.28%
40 Smithfield Trust Co 8,215 108,000 0.26%
41 GENEOS WEALTH MANAGEMENT INC. 7,756 101,000 0.24%
42 NEXT Financial Group, Inc 6,984 91,000 0.22%
43 ADVISOR GROUP, INC. 6,776 88,000 0.21%
44 FARMERS & MERCHANTS TRUST CO OF CHAMBERSBURG PA 6,699 87,623 0.21%
45 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,424 87,000 0.21%
46 Vantage Investment Advisors, LLC 5,125 67,000 0.16%
47 PEOPLES FINANCIAL SERVICES CORP. 3,352 52,000 0.13%
48 American Research & Management Co. 1,558 20,000 0.05%
49 JACOBI CAPITAL MANAGEMENT LLC 1,351 18,000 0.04%
50 MSI Financial Services Inc 1,102 14,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.