| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 417,537 | 7,211,000 | 27.88% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 174,300 | 3,010,000 | 11.64% | ||
| 3 | Invesco Ltd. | 154,036 | 2,660,000 | 10.28% | ||
| 4 | MORGAN STANLEY | 150,388 | 2,597,000 | 10.04% | ||
| 5 | WELLS FARGO & COMPANY/MN | 148,889 | 2,571,000 | 9.94% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 89,488 | 1,545,000 | 5.97% | ||
| 7 | DAVENPORT & Co LLC | 86,100 | 1,486,947 | 5.75% | ||
| 8 | LPL Financial LLC | 69,487 | 1,206,000 | 4.66% | ||
| 9 | BAIRD FINANCIAL GROUP, INC. | 45,997 | 794,000 | 3.07% | ||
| 10 | DOLIVER ADVISORS, LP | 25,856 | 447,000 | 1.73% | ||
| 11 | UBS Group AG | 23,612 | 408,000 | 1.58% | ||
| 12 | MARINER INVESTMENT GROUP LLC | 18,869 | 326,000 | 1.26% | ||
| 13 | Janney Montgomery Scott LLC | 18,418 | 318,073 | 1.23% | ||
| 14 | WOLVERINE ASSET MANAGEMENT LLC | 15,691 | 270,000 | 1.04% | ||
| 15 | AMERICAN INTERNATIONAL GROUP, INC. | 13,500 | 233,145 | 0.90% | ||
| 16 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 12,890 | 223,000 | 0.86% | ||
| 17 | NORTHERN TRUST CORP | 12,000 | 207,000 | 0.80% | ||
| 18 | Dorsey & Whitney Trust CO LLC | 10,644 | 184,000 | 0.71% | ||
| 19 | BRUDERMAN ASSET MANAGEMENT, LLC | 5,400 | 93,000 | 0.36% | ||
| 20 | CITIGROUP INC | 1,674 | 29,000 | 0.11% | ||
| 21 | DEUTSCHE BANK AG\ | 1,600 | 27,000 | 0.10% | ||
| 22 | ROYAL BANK OF CANADA | 1,022 | 18,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
