| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 388,298 | 5,918,000 | 23.37% | ||
| 2 | LPL Financial LLC | 276,068 | 4,199,000 | 16.58% | ||
| 3 | Invesco Ltd. | 154,319 | 2,352,000 | 9.29% | ||
| 4 | MORGAN STANLEY | 146,204 | 2,228,000 | 8.80% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 124,418 | 1,895,000 | 7.48% | ||
| 6 | WELLS FARGO & COMPANY/MN | 109,044 | 1,662,000 | 6.56% | ||
| 7 | DOLIVER ADVISORS, LP | 73,556 | 1,121,000 | 4.43% | ||
| 8 | DAVENPORT & Co LLC | 66,600 | 1,014,984 | 4.01% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 60,245 | 918,000 | 3.62% | ||
| 10 | Shaker Financial Services, LLC | 53,371 | 813,000 | 3.21% | ||
| 11 | BAIRD FINANCIAL GROUP, INC. | 43,774 | 667,000 | 2.63% | ||
| 12 | TFS CAPITAL LLC | 26,972 | 411,000 | 1.62% | ||
| 13 | SG Americas Securities, LLC | 24,149 | 368,000 | 1.45% | ||
| 14 | CITIGROUP INC | 19,679 | 300,000 | 1.18% | ||
| 15 | AMERICAN INTERNATIONAL GROUP, INC. | 13,828 | 211,000 | 0.83% | ||
| 16 | Squarepoint Ops LLC | 13,600 | 207,000 | 0.82% | ||
| 17 | NORTHERN TRUST CORP | 12,000 | 183,000 | 0.72% | ||
| 18 | UBS Group AG | 11,652 | 178,000 | 0.70% | ||
| 19 | Capital Investment Advisors, LLC | 11,660 | 178,000 | 0.70% | ||
| 20 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 11,581 | 176,000 | 0.69% | ||
| 21 | HM PAYSON & CO | 10,000 | 152,000 | 0.60% | ||
| 22 | KALOS MANAGEMENT, INC. | 51,398 | 51,000 | 0.20% | PRN | |
| 23 | ROYAL BANK OF CANADA | 2,833 | 43,000 | 0.17% | ||
| 24 | IFP ADVISORS, INC | 2,248 | 34,000 | 0.13% | ||
| 25 | MSI Financial Services Inc | 1,150 | 18,000 | 0.07% | ||
| 26 | DUBUQUE BANK & TRUST CO | 1,000 | 15,000 | 0.06% | ||
| 27 | DEUTSCHE BANK AG\ | 800 | 12,000 | 0.05% | ||
| 28 | Creative Planning | 200 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
