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Hercules Capital 6.25-SrNts 24
Hercules Capital 6.25-SrNts 24. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 3 Institutional holders with a total value of $544,189.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MARATHON CAPITAL MANAGEMENT 10,000 253,000 46.49%
2 Genesis Wealth Advisors, LLC 7,000 175,007 32.16%
3 First City Capital Management, Inc. 4,600 116,182 21.35%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.