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Hercules Capital 6.25-SrNts 24
Hercules Capital 6.25-SrNts 24. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 4 Institutional holders with a total value of $3,591,449.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Crow Point Partners, LLC 120,000 3,018,000 84.03%
2 MARATHON CAPITAL MANAGEMENT 10,000 252,000 7.02%
3 Janney Montgomery Scott LLC 9,765 246,000 6.85%
4 Genesis Wealth Advisors, LLC 3,000 75,449 2.10%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.