| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WBI INVESTMENTS, LLC | 1,923,776 | 44,651,000 | 72.75% | ||
| 2 | FDx Advisors, Inc. | 310,818 | 7,214,000 | 11.75% | ||
| 3 | ADVISOR GROUP, INC. | 136,215 | 3,162,000 | 5.15% | ||
| 4 | ENVESTNET ASSET MANAGEMENT INC | 81,698 | 1,896,000 | 3.09% | ||
| 5 | JANE STREET GROUP, LLC | 78,383 | 1,819,000 | 2.96% | ||
| 6 | Virtu KCG Holdings LLC | 36,910 | 857,000 | 1.40% | ||
| 7 | CITADEL ADVISORS LLC | 32,371 | 751,000 | 1.22% | ||
| 8 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 23,494 | 545,000 | 0.89% | ||
| 9 | SOWELL FINANCIAL SERVICES LLC | 15,791 | 375,000 | 0.61% | ||
| 10 | UBS Group AG | 2,997 | 70,000 | 0.11% | ||
| 11 | ASSETMARK, INC | 1,407 | 33,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.