| 1 |
SABBY MANAGEMENT, LLC |
2,120,754 |
11,770,000 |
25.19% |
|
|
| 2 |
GREAT POINT PARTNERS LLC |
2,000,000 |
11,100,000 |
23.76% |
|
|
| 3 |
HealthCor Management, L.P. |
1,500,000 |
8,325,000 |
17.82% |
|
|
| 4 |
Broadfin Capital, LLC |
992,857 |
5,510,000 |
11.79% |
|
|
| 5 |
DEERFIELD MANAGEMENT COMPANY, L.P. |
550,000 |
3,053,000 |
6.53% |
|
|
| 6 |
Pine River Capital Management L.P. |
539,900 |
2,997,000 |
6.41% |
|
|
| 7 |
MILLENNIUM MANAGEMENT LLC |
172,291 |
956,000 |
2.05% |
|
|
| 8 |
Bank of New York Mellon Corp |
105,791 |
588,000 |
1.26% |
|
|
| 9 |
GEODE CAPITAL MANAGEMENT, LLC |
77,052 |
427,000 |
0.91% |
|
|
| 10 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
55,141 |
306,000 |
0.65% |
|
|
| 11 |
VANGUARD GROUP INC |
50,360 |
279,000 |
0.60% |
|
|
| 12 |
Verition Fund Management LLC |
50,025 |
278,000 |
0.60% |
|
|
| 13 |
MORGAN STANLEY |
42,314 |
234,000 |
0.50% |
|
|
| 14 |
BOLTON LP |
32,500 |
180,000 |
0.39% |
Put |
|
| 15 |
BOLTON LP |
32,500 |
180,000 |
0.39% |
|
|
| 16 |
JANE STREET GROUP, LLC |
25,134 |
139,000 |
0.30% |
|
|
| 17 |
NOMURA HOLDINGS INC |
22,412 |
128,000 |
0.27% |
|
|
| 18 |
CREDIT SUISSE AG/ |
12,445 |
69,000 |
0.15% |
|
|
| 19 |
UBS AG |
12,182 |
68,000 |
0.15% |
|
|
| 20 |
NORTHERN TRUST CORP |
11,547 |
64,000 |
0.14% |
|
|
| 21 |
AMERICAN INTERNATIONAL GROUP, INC. |
7,000 |
38,850 |
0.08% |
|
|
| 22 |
CITIGROUP INC |
1,750 |
10,000 |
0.02% |
|
|
| 23 |
GROUP ONE TRADING LLC |
1,379 |
8,000 |
0.02% |
|
|
| 24 |
ROYAL BANK OF CANADA |
709 |
4,000 |
0.01% |
|
|
| 25 |
WELLS FARGO & COMPANY/MN |
518 |
3,000 |
0.01% |
|
|
| 26 |
THOMPSON DAVIS & CO., INC. |
500 |
3,000 |
0.01% |
|
|
| 27 |
BANK OF MONTREAL /CAN/ |
400 |
2,000 |
0.00% |
|
|
| 28 |
BARCLAYS PLC |
186 |
1,000 |
0.00% |
|
|
| 29 |
MassMutual Private Wealth & Trust, FSB |
13 |
72 |
0.00% |
|
|
| 30 |
BNP PARIBAS FINANCIAL MARKETS |
8 |
39 |
0.00% |
|
|
| 31 |
Partnervest Advisory Services LLC |
1 |
0 |
0.00% |
|
|
| 32 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
5 |
0 |
0.00% |
|
|
| 33 |
Hudock, Inc. |
6 |
0 |
0.00% |
|
|
| 34 |
North Star Investment Management Corp. |
17 |
0 |
0.00% |
|
|
| 35 |
COLONY GROUP LLC |
22 |
0 |
0.00% |
|
|
| 36 |
BANK OF AMERICA CORP /DE/ |
72 |
0 |
0.00% |
|
|
