| 1 |
SABBY MANAGEMENT, LLC |
2,722,929 |
11,110,000 |
26.54% |
|
|
| 2 |
GREAT POINT PARTNERS LLC |
2,115,497 |
8,631,000 |
20.62% |
|
|
| 3 |
Broadfin Capital, LLC |
1,968,631 |
8,032,000 |
19.19% |
|
|
| 4 |
BANK OF AMERICA CORP /DE/ |
720,072 |
2,938,000 |
7.02% |
|
|
| 5 |
BANK OF AMERICA CORP /DE/ |
650,000 |
2,652,000 |
6.34% |
Put |
|
| 6 |
Pine River Capital Management L.P. |
512,905 |
2,093,000 |
5.00% |
|
|
| 7 |
RA CAPITAL MANAGEMENT, L.P. |
315,298 |
1,286,000 |
3.07% |
|
|
| 8 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
163,339 |
666,000 |
1.59% |
|
|
| 9 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
133,200 |
543,000 |
1.30% |
Put |
|
| 10 |
Bank of New York Mellon Corp |
131,541 |
537,000 |
1.28% |
|
|
| 11 |
D. E. Shaw & Co., Inc. |
125,361 |
511,000 |
1.22% |
|
|
| 12 |
DEERFIELD MANAGEMENT COMPANY, L.P. |
109,262 |
446,000 |
1.07% |
|
|
| 13 |
VANGUARD GROUP INC |
98,988 |
404,000 |
0.97% |
|
|
| 14 |
GEODE CAPITAL MANAGEMENT, LLC |
80,411 |
328,000 |
0.78% |
|
|
| 15 |
Verition Fund Management LLC |
75,105 |
306,000 |
0.73% |
|
|
| 16 |
BlackRock Fund Advisors |
63,603 |
260,000 |
0.62% |
|
|
| 17 |
GROUP ONE TRADING LLC |
55,797 |
228,000 |
0.54% |
|
|
| 18 |
NORTHERN TRUST CORP |
35,802 |
146,000 |
0.35% |
|
|
| 19 |
BlackRock Institutional Trust Company, N.A. |
34,828 |
142,000 |
0.34% |
|
|
| 20 |
BOLTON LP |
32,500 |
133,000 |
0.32% |
|
|
| 21 |
BOLTON LP |
32,500 |
133,000 |
0.32% |
Put |
|
| 22 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
19,900 |
81,000 |
0.19% |
Call |
|
| 23 |
Airain ltd |
14,722 |
60,000 |
0.14% |
|
|
| 24 |
Redmile Group, LLC |
12,500 |
51,000 |
0.12% |
|
|
| 25 |
UBS AG |
11,898 |
49,000 |
0.12% |
|
|
| 26 |
MORGAN STANLEY |
11,361 |
46,000 |
0.11% |
|
|
| 27 |
AMERICAN INTERNATIONAL GROUP, INC. |
4,300 |
17,544 |
0.04% |
|
|
| 28 |
BlackRock Investment Management, LLC |
4,014 |
16,000 |
0.04% |
|
|
| 29 |
CITIGROUP INC |
2,750 |
11,000 |
0.03% |
|
|
| 30 |
ROYAL BANK OF CANADA |
809 |
3,000 |
0.01% |
|
|
| 31 |
BANK OF MONTREAL /CAN/ |
400 |
2,000 |
0.00% |
|
|
| 32 |
MassMutual Private Wealth & Trust, FSB |
13 |
53 |
0.00% |
|
|
| 33 |
BNP PARIBAS FINANCIAL MARKETS |
8 |
33 |
0.00% |
|
|
| 34 |
WELLS FARGO & COMPANY/MN |
2 |
0 |
0.00% |
|
|
| 35 |
COLONY GROUP LLC |
22 |
0 |
0.00% |
|
|
| 36 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1 |
0 |
0.00% |
|
|
| 37 |
Hudock, Inc. |
6 |
0 |
0.00% |
|
|
| 38 |
North Star Investment Management Corp. |
17 |
0 |
0.00% |
|
|
