Dark
Light
System
Security
ENERGY FOCUS INC
ENERGY FOCUS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 34 Institutional holders with a total value of $8,721,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BARCLAYS PLC 33 0 0.00%
2 MSI Financial Services Inc 197 1,000 0.01%
3 AlphaMark Advisors, LLC 700 3,000 0.03%
4 Tower Research Capital LLC (TRC) 866 4,000 0.05%
5 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,200 5,000 0.06%
6 CUTLER GROUP LLC / CA 6,300 7,000 0.08% Put
7 BlackRock Investment Management, LLC 1,790 8,000 0.09%
8 BLACKROCK ADVISORS LLC 4,423 19,000 0.22%
9 IFP ADVISORS, INC 6,375 27,000 0.31%
10 SIMPLEX TRADING, LLC 8,796 37,000 0.42%
11 Commonwealth Equity Services, Inc 10,657 45,000 0.52%
12 STATE STREET CORP 11,000 46,000 0.53%
13 CITADEL ADVISORS LLC 11,059 47,000 0.54%
14 CUTLER GROUP LLC / CA 11,196 47,000 0.54%
15 D. E. Shaw & Co., Inc. 11,372 48,000 0.55%
16 NORTHERN TRUST CORP 11,794 50,000 0.57%
17 WOLVERINE TRADING LP /BD 12,924 55,000 0.63%
18 WELLS FARGO & COMPANY/MN 16,256 69,000 0.79%
19 Bank of New York Mellon Corp 18,222 77,000 0.88%
20 PRICE T ROWE ASSOCIATES INC /MD/ 20,142 86,000 0.99%
21 GOLDMAN SACHS GROUP INC 23,582 100,000 1.15%
22 WOLVERINE TRADING LP /BD 23,900 102,000 1.17% Put
23 DIMENSIONAL FUND ADVISORS LP 25,655 109,000 1.25%
24 BlackRock Fund Advisors 26,162 111,000 1.27%
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 29,808 127,000 1.46%
26 MORGAN STANLEY 31,665 135,000 1.55%
27 New Jersey Better Educational Savings Trust 32,000 136,000 1.56%
28 GEODE CAPITAL MANAGEMENT, LLC 44,508 189,000 2.17%
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 53,000 225,000 2.58% Put
30 Cambridge Advisors Inc. 90,046 383,000 4.39%
31 BlackRock Institutional Trust Company, N.A. 161,907 688,000 7.89%
32 WealthTrust Axiom LLC 376,190 1,598,000 18.32%
33 VANGUARD GROUP INC 428,161 1,820,000 20.87%
34 STATE OF MICHIGAN RETIREMENT SYSTEM 545,283 2,317,000 26.57%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.