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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 22 Institutional holders with a total value of $17,641,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UNITED CAPITAL FINANCIAL ADVISORS, LLC 179,606 4,197,000 23.79%
2 ENVESTNET ASSET MANAGEMENT INC 158,414 3,702,000 20.99%
3 BANK OF AMERICA CORP /DE/ 56,012 1,309,000 7.42%
4 FCG ADVISORS, LLC 52,927 1,237,000 7.01%
5 FLOW TRADERS U.S. LLC 45,059 1,053,000 5.97%
6 LPL Financial LLC 33,850 786,000 4.46%
7 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 33,232 777,000 4.40%
8 Brookstone Capital Management 32,716 764,000 4.33%
9 WELLS FARGO & COMPANY/MN 31,088 727,000 4.12%
10 JANE STREET GROUP, LLC 30,631 716,000 4.06%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 24,369 570,000 3.23%
12 INVESTMENT CENTERS OF AMERICA INC 21,500 503,000 2.85%
13 Linscomb Wealth, Inc. 13,800 323,000 1.83%
14 MORGAN STANLEY 11,651 272,000 1.54%
15 Virtu KCG Holdings LLC 9,920 232,000 1.32%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,084 166,000 0.94%
17 Gradient Investments LLC 5,958 139,000 0.79%
18 ROYAL BANK OF CANADA 4,284 100,000 0.57%
19 IFP ADVISORS, INC 1,616 38,000 0.22%
20 NEXT Financial Group, Inc 780 18,000 0.10%
21 UBS Group AG 499 12,000 0.07%
22 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.