Dark
Light
System
Security
CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 34 Institutional holders with a total value of $55,007,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UNITED CAPITAL FINANCIAL ADVISORS, LLC 474,739 11,731,000 21.33%
2 WELLS FARGO & COMPANY/MN 329,241 8,135,000 14.79%
3 PACIFIC WEALTH STRATEGIES GROUP, INC. 166,724 4,120,000 7.49%
4 WOLVERINE TRADING LP /BD 126,085 3,116,000 5.66%
5 Advisory Alpha, LLC 123,395 3,082,000 5.60%
6 LEICHT FINANCIAL PLANNING & WEALTH MANAGEMENT, INC. 118,923 2,952,000 5.37%
7 BANK OF AMERICA CORP /DE/ 113,098 2,795,000 5.08%
8 Brookstone Capital Management 92,427 2,284,000 4.15%
9 LPL Financial LLC 84,915 2,105,000 3.83%
10 FCG ADVISORS, LLC 84,061 2,077,000 3.78%
11 JANE STREET GROUP, LLC 70,386 1,739,000 3.16%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 58,844 1,454,000 2.64%
13 Gradient Investments LLC 50,426 1,246,000 2.27%
14 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 42,262 1,044,000 1.90%
15 SFE Investment Counsel 32,000 796,000 1.45%
16 UBS Group AG 29,570 731,000 1.33%
17 ROYAL BANK OF CANADA 28,941 715,000 1.30%
18 INVESTMENT CENTERS OF AMERICA INC 28,600 707,000 1.29%
19 MORGAN STANLEY 23,607 584,000 1.06%
20 Mirador Capital Partners LP 23,256 575,000 1.05%
21 PRIVATE ADVISORY GROUP LLC 17,564 434,000 0.79%
22 ADVISOR GROUP, INC. 14,816 366,000 0.67%
23 FLOW TRADERS U.S. LLC 14,594 361,000 0.66%
24 Linscomb Wealth, Inc. 13,600 336,000 0.61%
25 Cambridge Investment Research Advisors, Inc. 12,019 297,000 0.54%
26 MANUFACTURERS LIFE INSURANCE COMPANY, THE 11,771 291,000 0.53%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,993 247,000 0.45%
28 MSI Financial Services Inc 9,912 245,000 0.45%
29 Sigma Planning Corp 8,505 210,000 0.38%
30 IFP ADVISORS, INC 6,308 156,000 0.28%
31 NEXT Financial Group, Inc 1,448 36,000 0.07%
32 Financial Architects, Inc 1,215 30,000 0.05%
33 WFG Advisors, LP 400 10,000 0.02%
34 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.