Dark
Light
System
Security
CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 37 Institutional holders with a total value of $73,862,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Financial Architects, Inc 1,215 30,000 0.04%
3 NEXT Financial Group, Inc 4,192 105,000 0.14%
4 IFP ADVISORS, INC 6,513 163,000 0.22%
5 Sigma Planning Corp 10,347 259,000 0.35%
6 OPPENHEIMER & CO INC 10,987 275,000 0.37%
7 Commonwealth Equity Services, Inc 11,588 290,000 0.39%
8 ROYAL BANK OF CANADA 11,610 290,000 0.39%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,917 298,000 0.40%
10 Linscomb Wealth, Inc. 12,236 306,000 0.41%
11 JANE STREET GROUP, LLC 13,472 337,000 0.46%
12 WOLVERINE TRADING LP /BD 15,714 392,000 0.53%
13 ADVISOR GROUP, INC. 21,468 537,000 0.73%
14 PRIVATE ADVISORY GROUP LLC 23,321 583,000 0.79%
15 Cambridge Investment Research Advisors, Inc. 23,623 590,000 0.80%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 26,553 664,000 0.90%
17 Mirador Capital Partners LP 26,991 675,000 0.91%
18 ATWOOD & PALMER INC 30,525 763,000 1.03%
19 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 30,797 770,000 1.04%
20 INVESTMENT CENTERS OF AMERICA INC 32,100 796,000 1.08%
21 Prospera Financial Services Inc 32,000 800,000 1.08%
22 MORGAN STANLEY 43,048 1,076,000 1.46%
23 Gradient Investments LLC 51,998 1,299,000 1.76%
24 CITADEL ADVISORS LLC 63,933 1,598,000 2.16%
25 FDx Advisors, Inc. 88,105 2,202,000 2.98%
26 FCG ADVISORS, LLC 89,691 2,226,000 3.01%
27 SFE Investment Counsel 90,560 2,263,000 3.06%
28 Brookstone Capital Management 93,838 2,345,000 3.17%
29 LPL Financial LLC 101,786 2,535,000 3.43%
30 UBS Group AG 116,457 2,910,000 3.94%
31 BANK OF AMERICA CORP /DE/ 124,290 3,106,000 4.21%
32 Advisory Alpha, LLC 154,135 3,852,000 5.22%
33 FLOW TRADERS U.S. LLC 169,804 4,243,000 5.74%
34 LEICHT FINANCIAL PLANNING & WEALTH MANAGEMENT, INC. 170,492 4,247,000 5.75%
35 PACIFIC WEALTH STRATEGIES GROUP, INC. 179,436 4,484,000 6.07%
36 UNITED CAPITAL FINANCIAL ADVISORS, LLC 423,918 10,594,000 14.34%
37 WELLS FARGO & COMPANY/MN 638,623 15,959,000 21.61%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.