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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 32 Institutional holders with a total value of $99,081,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 LADENBURG THALMANN FINANCIAL SERVICES INC. 43 1,000 0.00%
3 MSI Financial Services Inc 549 12,000 0.01%
4 IFP ADVISORS, INC 1,395 30,000 0.03%
5 ENVESTNET ASSET MANAGEMENT INC 1,660 35,000 0.04%
6 Financial Architects, Inc 2,089 45,000 0.05%
7 Creative Planning 2,389 51,000 0.05%
8 SHARKEY, HOWES & JAVER 4,368 93,000 0.09%
9 Klingman & Associates, LLC 4,890 105,000 0.11%
10 TRUST CO 12,671 271,000 0.27%
11 WOLVERINE TRADING LP /BD 12,909 275,000 0.28%
12 STIFEL FINANCIAL CORP 20,417 436,000 0.44%
13 OLIVER LUXXE ASSETS LLC 21,348 456,000 0.46%
14 Vigilant Capital Management, LLC 23,768 508,000 0.51%
15 RAYMOND JAMES & ASSOCIATES 29,613 633,000 0.64%
16 CRIBSTONE CAPITAL MANAGEMENT, LLC 30,195 640,000 0.65%
17 Carnegie Investment Counsel 30,322 642,000 0.65%
18 Linscomb Wealth, Inc. 34,179 731,000 0.74%
19 ROYAL BANK OF CANADA 34,708 742,000 0.75%
20 Janney Montgomery Scott LLC 47,267 1,011,000 1.02%
21 UNITED CAPITAL FINANCIAL ADVISORS, LLC 51,010 1,091,000 1.10%
22 IMA Advisory Services, Inc. 64,250 1,374,000 1.39%
23 Virtu KCG Holdings LLC 92,564 1,979,000 2.00%
24 CITADEL ADVISORS LLC 112,960 2,415,000 2.44%
25 ASSET DEDICATION, LLC 127,153 2,702,000 2.73%
26 UBS Group AG 139,440 2,981,000 3.01%
27 BANK OF AMERICA CORP /DE/ 308,015 6,585,000 6.65%
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 378,528 8,093,000 8.17%
29 MORGAN STANLEY 426,832 9,125,000 9.21%
30 AFFINITY WEALTH MANAGEMENT LLC 682,382 14,589,000 14.72%
31 WELLS FARGO & COMPANY/MN 889,168 19,010,000 19.19%
32 JANE STREET GROUP, LLC 1,048,638 22,420,000 22.63%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.